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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+13.81%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$42.2M
Cap. Flow
+$7.26M
Cap. Flow %
2.3%
Top 10 Hldgs %
73.33%
Holding
420
New
35
Increased
117
Reduced
96
Closed
52

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.5M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$2.73M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.57M
4
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$2.5M
5
DE icon
Deere & Co
DE
+$2.21M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.28M
2
TSLA icon
Tesla
TSLA
+$2.03M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.81M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.41M
5
IYG icon
iShares US Financial Services ETF
IYG
+$854K

Sector Composition

Rank Sector Weight
1 Technology 18.23%
2 Consumer Discretionary 4.9%
3 Financials 4.79%
4 Consumer Staples 3.74%
5 Industrials 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$39.2M 12.43%
82,573
-11,863
-13% -$5.28M
IETC icon
2
iShares US Tech Independence Focused ETF
IETC
$658M
$39M 12.36%
619,129
+43,685
+8% +$2.5M
QQQ icon
3
Invesco QQQ Trust
QQQ
$449B
$34M 10.77%
82,969
-4,760
-5% -$1.81M
RWL icon
4
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$28.9M 9.17%
341,701
+93,480
+38% +$7.5M
MSFT icon
5
Microsoft
MSFT
$2.89T
$21.2M 6.73%
54,407
+1,992
+4% +$709K
AAPL icon
6
Apple
AAPL
$4.95T
$17.2M 5.45%
93,523
+11,974
+15% +$2.21M
SPYG icon
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$15.7M 4.98%
239,690
-22,910
-9% -$1.41M
IYG icon
8
iShares US Financial Services ETF
IYG
$2.16B
$13M 4.13%
222,468
-15,867
-7% -$854K
NVDA icon
9
NVIDIA
NVDA
$4.76T
$13M 4.11%
230,150
-8,790
-4% -$407K
COST icon
10
Costco
COST
$422B
$10.1M 3.19%
14,769
+3,066
+26% +$1.82M
AMZN icon
11
Amazon
AMZN
$2.49T
$9.77M 3.1%
63,766
+9,232
+17% +$1.29M
XLV icon
12
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$9.43M 2.99%
67,497
+19,749
+41% +$2.57M
SMH icon
13
VanEck Semiconductor ETF
SMH
$66.1B
$8.83M 2.8%
50,280
+17,446
+53% +$2.73M
SCHW
14
Charles Schwab
SCHW
$181B
$7.99M 2.53%
124,186
+24,307
+24% +$1.4M
DE icon
15
Deere & Co
DE
$169B
$6.89M 2.19%
17,884
+5,864
+49% +$2.21M
JPM icon
16
JPMorgan Chase
JPM
$947B
$1.38M 0.44%
8,242
-994
-11% -$151K
GOOG icon
17
Alphabet (Google) Class C
GOOG
$3.99T
$1.36M 0.43%
9,437
+25
+0.3% +$3.39K
UNH icon
18
UnitedHealth
UNH
$379B
$1.32M 0.42%
2,540
-901
-26% -$481K
IJK icon
19
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$1.22M 0.39%
15,734
-274
-2% -$20.1K
CVX icon
20
Chevron
CVX
$378B
$1.22M 0.39%
8,456
-1,694
-17% -$256K
V icon
21
Visa
V
$689B
$1.15M 0.37%
4,349
-763
-15% -$188K
HD icon
22
Home Depot
HD
$335B
$1.06M 0.34%
2,955
-1,356
-31% -$420K
TSLA icon
23
Tesla
TSLA
$1.22T
$916K 0.29%
4,164
-8,531
-67% -$2.03M
NFLX icon
24
Netflix
NFLX
$293B
$801K 0.25%
16,640
-4,730
-22% -$206K
META icon
25
Meta Platforms (Facebook)
META
$1.51T
$785K 0.25%
2,137
+22
+1% +$7.16K
1
2 3 4 5

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EIP
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GAM
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MIOT
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PG
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WCCM
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BL
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Kozak & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Kozak & Associates held 420 positions worth $315M, up 15% from $273M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates's Q4 2023 filing shows 35 new, 117 increased, 96 reduced and 52 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 269 shares worth $128K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $5.28M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Kozak & Associates's largest Q4 2023 buy was iShares Core S&P 500 ETF: 269 shares worth $128K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q4 2023, an estimated $7.5M increase.
  • Kozak & Associates's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.28M.
  • Kozak & Associates fully exited SPDR Gold Trust in Q4 2023, selling an estimated $53.8K.
  • Kozak & Associates's ten largest holdings make up 73% of its $315M portfolio in Q4 2023.
  • Kozak & Associates opened 35 new positions and closed 52 in Q4 2023.
  • Kozak & Associates's portfolio value rose 15% quarter-over-quarter to $315M.

Based on Kozak & Associates's 13F filing for Q4 2023, filed 17 Jan 2024.