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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.14%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$518M
AUM Growth
+$9.71M
Cap. Flow
-$27.9M
Cap. Flow %
-5.38%
Top 10 Hldgs %
77.93%
Holding
468
New
19
Increased
96
Reduced
101
Closed
41

Top Buys

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$1.89M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.49M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$495K
4
IYG icon
iShares US Financial Services ETF
IYG
+$249K
5
UBER icon
Uber
UBER
+$102K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$15.5M
2
COST icon
Costco
COST
+$2.33M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.07M
4
NVDA icon
NVIDIA
NVDA
+$1.16M
5
AMZN icon
Amazon
AMZN
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 15.23%
2 Consumer Discretionary 4.42%
3 Consumer Staples 2.97%
4 Financials 2.29%
5 Industrials 1.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWL icon
1
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$67.9M 13.12%
575,024
+4,391
+0.8% +$495K
IETC icon
2
iShares US Tech Independence Focused ETF
IETC
$658M
$65.9M 12.73%
641,304
-3,878
-0.6% -$398K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$45.8M 8.85%
66,020
-3,066
-4% -$2.07M
QQQ icon
4
Invesco QQQ Trust
QQQ
$449B
$43.6M 8.42%
69,558
-1,225
-2% -$752K
IYG icon
5
iShares US Financial Services ETF
IYG
$2.16B
$39.7M 7.66%
420,525
+2,792
+0.7% +$249K
IYJ icon
6
iShares US Industrials ETF
IYJ
$2B
$33.2M 6.42%
214,805
+12,926
+6% +$1.89M
SPYG icon
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$32.9M 6.36%
305,082
-2,208
-0.7% -$234K
SMH icon
8
VanEck Semiconductor ETF
SMH
$66.1B
$25.7M 4.97%
66,090
-255
-0.4% -$89.5K
NVDA icon
9
NVIDIA
NVDA
$4.76T
$24.9M 4.82%
134,836
-6,233
-4% -$1.16M
MSFT icon
10
Microsoft
MSFT
$2.89T
$23.7M 4.58%
49,441
-1,284
-3% -$643K
AAPL icon
11
Apple
AAPL
$4.95T
$22.4M 4.32%
86,174
-2,317
-3% -$622K
AMZN icon
12
Amazon
AMZN
$2.49T
$19.5M 3.78%
78,981
-4,654
-6% -$1.06M
COST icon
13
Costco
COST
$422B
$13.9M 2.68%
14,999
-2,566
-15% -$2.33M
DIA icon
14
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$7.36M 1.42%
14,871
+3,144
+27% +$1.49M
SCHW
15
Charles Schwab
SCHW
$181B
$2.96M 0.57%
29,511
-645
-2% -$61.2K
JPM icon
16
JPMorgan Chase
JPM
$947B
$2.44M 0.47%
7,425
-23
-0.3% -$7.12K
AVGO icon
17
Broadcom
AVGO
$1.82T
$2.44M 0.47%
7,079
+161
+2% +$57.6K
GOOG icon
18
Alphabet (Google) Class C
GOOG
$3.99T
$2.09M 0.4%
6,359
-1,065
-14% -$305K
V icon
19
Visa
V
$689B
$1.62M 0.31%
4,632
-734
-14% -$250K
IJK icon
20
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$1.45M 0.28%
14,290
+30
+0.2% +$2.89K
LMT icon
21
Lockheed Martin
LMT
$134B
$1.38M 0.27%
2,542
+18
+0.7% +$8.61K
NFLX icon
22
Netflix
NFLX
$293B
$1.18M 0.23%
13,243
-143,857
-92% -$15.5M
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$3.99T
$1.15M 0.22%
3,511
-1,053
-23% -$301K
CAT icon
24
Caterpillar
CAT
$402B
$1.11M 0.21%
1,800
+99
+6% +$55K
ABBV icon
25
AbbVie
ABBV
$454B
$1.09M 0.21%
4,970
+96
+2% +$21.9K
1
2 3 4 5

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SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
EIP
Ellis Investment Partners Berwyn, Pennsylvania $576M AUM 16.04% 1-Year Est. Return
GAM
Gould Asset Management Claremont, California $576M AUM 12.34% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
Patten Group Chattanooga, Tennessee $575M AUM 21.99% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
IDA
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Kozak & Associates's Q4 2025 Portfolio in Review

As of Q4 2025, Kozak & Associates held 468 positions worth $518M, up 1.9% from $508M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Kozak & Associates withdrew a net $27.9M in Q4 2025, closing 41 positions and reducing 101 holdings. Its most notable exit was Sony, an estimated $15.7K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Kozak & Associates opened a new position in Akre Focus ETF worth $14.6K.

  • Kozak & Associates's largest Q4 2025 buy was Akre Focus ETF: 221 shares worth $14.6K.
  • Kozak & Associates added most to iShares US Industrials ETF in Q4 2025, an estimated $1.89M increase.
  • Kozak & Associates's biggest Q4 2025 reduction was Netflix, cutting an estimated $15.5M.
  • Kozak & Associates fully exited Sony in Q4 2025, selling an estimated $15.7K.
  • Kozak & Associates's ten largest holdings make up 78% of its $518M portfolio in Q4 2025.
  • Kozak & Associates opened 19 new positions and closed 41 in Q4 2025.
  • Kozak & Associates's portfolio value rose 1.9% quarter-over-quarter to $518M.

Based on Kozak & Associates's 13F filing for Q4 2025, filed 12 Jan 2026.