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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
226
General Motors
GM
$76.3B
$11.7K ﹤0.01%
378
– –
BIIB icon
227
Biogen
BIIB
$30.5B
$11.6K ﹤0.01%
44
– –
XLE icon
228
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$10.7K ﹤0.01%
250
+2
+0.8% +$88
ILF icon
229
iShares Latin America 40 ETF
ILF
$3.8B
$10.6K ﹤0.01%
433
– –
H icon
230
Hyatt Hotels
H
$16.9B
$10.1K ﹤0.01%
97
– –
OHI icon
231
Omega Healthcare
OHI
$14.8B
$10.1K ﹤0.01%
305
+40
+15% +$1.28K
XLG icon
232
Invesco S&P 500 Top 50 ETF
XLG
$11B
$10K ﹤0.01%
+290
New +$10.2K
NXPI icon
233
NXP Semiconductors
NXPI
$58.4B
$9.95K ﹤0.01%
50
– –
VGK icon
234
Vanguard FTSE Europe ETF
VGK
$31.1B
$9.81K ﹤0.01%
+170
New +$10.4K
MDYG icon
235
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.89B
$9.75K ﹤0.01%
143
– –
ASML icon
236
ASML
ASML
$655B
$9.56K ﹤0.01%
+16
New +$10.6K
RCL icon
237
Royal Caribbean
RCL
$85.7B
$9.39K ﹤0.01%
103
– –
IRM icon
238
Iron Mountain
IRM
$36.3B
$9.39K ﹤0.01%
162
+4
+3% +$244
TD icon
239
Toronto Dominion Bank
TD
$200B
$9.34K ﹤0.01%
160
– –
LDOS icon
240
Leidos
LDOS
$17B
$9.19K ﹤0.01%
101
– –
VOO icon
241
Vanguard S&P 500 ETF
VOO
$1.01T
$9.07K ﹤0.01%
23
– –
TOL icon
242
Toll Brothers
TOL
$14.1B
$9.05K ﹤0.01%
128
+1
+0.8% +$79
FEX icon
243
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$8.82K ﹤0.01%
110
+1
+0.9% +$84
WFC icon
244
Wells Fargo
WFC
$265B
$8.56K ﹤0.01%
216
+2
+0.9% +$86
HSY icon
245
Hershey
HSY
$36.8B
$8.55K ﹤0.01%
44
– –
FYX icon
246
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$8.51K ﹤0.01%
108
– –
BBWI icon
247
Bath & Body Works
BBWI
$4.06B
$8.45K ﹤0.01%
263
+1
+0.4% +$36
PLD icon
248
Prologis
PLD
$132B
$8.32K ﹤0.01%
76
– –
FNX icon
249
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$8.26K ﹤0.01%
92
– –
LITE icon
250
Lumentum
LITE
$65.2B
$8.24K ﹤0.01%
200
– –
8 9
10
11 12

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WCCM
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EHI
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Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.