Kelleher Financial Advisors’s Oxford Square Capital OXSQ Stock Holding History

Kelleher Financial Advisors’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-123,260	Closed	-$814K	–	120
2016 Q4	$814K	Sell	123,260 -10,500	-8%	-$64.9K	0.45%	60
2016 Q3	$778K	Hold	133,760	–	–	0.44%	58
2016 Q2	$704K	Sell	133,760 -400	-0.3%	-$2.1K	0.43%	57
2016 Q1	$643K	Sell	134,160 -9,100	-6%	-$45.7K	0.35%	72
2015 Q4	$871K	Sell	143,260 -113,960	-44%	-$745K	0.59%	47
2015 Q3	$1.73M	Sell	257,220 -10,150	-4%	-$67.4K	1.14%	35
2015 Q2	$1.8M	Sell	267,370 -2,500	-0.9%	-$17.2K	1.03%	36
2015 Q1	$1.87M	Sell	269,870 -6,136	-2%	-$45.3K	1.03%	35
2014 Q4	$2.08M	Sell	276,006 -20,000	-7%	-$168K	1.12%	31
2014 Q3	$2.6M	Sell	296,006 -3,750	-1%	-$36K	1.41%	21
2014 Q2	$2.97M	Sell	299,756 -2,200	-0.7%	-$21.1K	1.55%	21
2014 Q1	$2.95M	Sell	301,956 -1,700	-0.6%	-$17.4K	1.6%	22
2013 Q4	$3.14M	Sell	303,656 -24,944	-8%	-$255K	1.62%	16
2013 Q3	$3.2M	Sell	328,600 -6,200	-2%	-$60.9K	1.83%	14
2013 Q2	$3.22M	Buy	+334,800	New	+$3.26M	1.97%	14

Other funds holding OXSQ

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Kelleher Financial Advisors's OXSQ Position: Q1 2017 in Review

Kelleher Financial Advisors sold out of Oxford Square Capital (OXSQ) in Q1 2017, closing a stake of 123,260 shares — an estimated $814K sold.

Kelleher Financial Advisors first reported a position in OXSQ in Q2 2013 and held it in 15 quarters. The position peaked at $3.22M in Q2 2013. 78 funds tracked by Wall St. Rank hold OXSQ as of Q1 2017.

Kelleher Financial Advisors reported no remaining Oxford Square Capital position as of Q1 2017 after selling out during the quarter.
Kelleher Financial Advisors sold 123,260 Oxford Square Capital shares in Q1 2017, an estimated $814K.
Kelleher Financial Advisors first reported a position in Oxford Square Capital in Q2 2013 and held it in 15 quarters.
Kelleher Financial Advisors's Oxford Square Capital position peaked at $3.22M in Q2 2013.
78 funds tracked by Wall St. Rank held Oxford Square Capital as of Q1 2017.

Based on Kelleher Financial Advisors's 13F filing for Q1 2017, filed 12 May 2017.