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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$871M
AUM Growth
-$35.6M
Cap. Flow
-$72.1M
Cap. Flow %
-8.28%
Top 10 Hldgs %
31.88%
Holding
420
New
69
Increased
48
Reduced
66
Closed
133

Top Buys

Rank Stock Value
1
COOP
Mr. Cooper
COOP
+$24.3M
2
PMT
PennyMac Mortgage Investment
PMT
+$19.5M
3
SJT
San Juan Basin Royalty Trust
SJT
+$8.97M
4
SPRY icon
ARS Pharmaceuticals
SPRY
+$8.41M
5
TWO
Two Harbors Investment
TWO
+$6.57M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$52M
2
COIN icon
Coinbase
COIN
+$16M
3
SIVB
SVB Financial Group
SIVB
+$15.9M
4
CIXX
CI Financial Corp.
CIXX
+$11.9M
5
GME icon
GameStop
GME
+$11.8M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Real Estate 4.84%
3 Healthcare 4.77%
4 Consumer Discretionary 4.27%
5 Energy 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROCLW
201
DELISTED
Roth CH Acquisition V Co. Warrant
ROCLW
$34K ﹤0.01%
336,819
– –
RENT
202
CALL
Rent the Runway
RENT
$119M
$33K ﹤0.01%
750
-5,950
-89% -$489K
AXAC.RT
203
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Rights to receive one-tenth (1/10) of one Class A ordinary share
AXAC.RT
$33K ﹤0.01%
500,000
– –
ARIZR
204
DELISTED
Arisz Acquisition Corp. Right
ARIZR
$32K ﹤0.01%
541,408
– –
LIVBW
205
DELISTED
LIV Capital Acquisition Corp. II Warrants
LIVBW
$31K ﹤0.01%
282,790
– –
MCAER
206
DELISTED
Mountain Crest Acquisition Corp. III Right
MCAER
$30K ﹤0.01%
593,178
– –
AXH.WS
207
DELISTED
Industrial Human Capital, Inc. Warrants
AXH.WS
$29K ﹤0.01%
1,444,240
– –
ASPAW
208
DELISTED
Abri SPAC I Inc Warrant
ASPAW
$28K ﹤0.01%
327,492
-204,800
-38% -$27.7K
BRIVW
209
DELISTED
B. Riley Principal 250 Merger Corp. Warrant
BRIVW
$27K ﹤0.01%
245,465
-300,000
-55% -$57.3K
NOVVR
210
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$27K ﹤0.01%
270,000
– –
IMAQW
211
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$26K ﹤0.01%
777,272
– –
HCMAW
212
DELISTED
HCM Acquisition Corp Warrant
HCMAW
$26K ﹤0.01%
364,998
– –
OCEAW
213
DELISTED
Ocean Biomediacal, Inc. Warrants
OCEAW
$25K ﹤0.01%
125,000
– –
AVHIW
214
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$25K ﹤0.01%
500,000
– –
GDNRW
215
DELISTED
Gardiner Healthcare Acquisitions Corp. Warrant
GDNRW
$25K ﹤0.01%
424,800
– –
AVACW
216
DELISTED
Avalon Acquisition Inc. Warrant
AVACW
$25K ﹤0.01%
256,406
-43,594
-15% -$3.45K
GLLIW
217
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$24K ﹤0.01%
400,000
– –
IMAQR
218
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$24K ﹤0.01%
400,000
– –
BMAQW
219
DELISTED
Blockchain Moon Acquisition Corp. Warrants
BMAQW
$24K ﹤0.01%
716,182
– –
GIA.WS
220
DELISTED
GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
GIA.WS
$24K ﹤0.01%
919,200
– –
DAOOW
221
DELISTED
Crypto 1 Acquisition Corp Warrants
DAOOW
$24K ﹤0.01%
243,750
– –
GSDWW
222
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$23K ﹤0.01%
457,825
-4,700
-1% -$650
MPACR
223
DELISTED
Model Performance Acquisition Corp. Right
MPACR
$23K ﹤0.01%
244,800
– –
RMCOW icon
224
Royalty Management Holding Warrant
RMCOW
$22K ﹤0.01%
222,660
-15,340
-6% -$2.26K
WINVR
225
DELISTED
WinVest Acquisition Corp. Right
WINVR
$22K ﹤0.01%
680,792
– –
7 8
9
10 11

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WIM
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LCG
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K2 Principal Fund's Q3 2022 Portfolio in Review

As of Q3 2022, K2 Principal Fund held 420 positions worth $871M, down 3.9% from $907M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

K2 Principal Fund withdrew a net $72.1M in Q3 2022, closing 133 positions and reducing 66 holdings. Its most notable exit was Tesla, an estimated $52M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 13% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Mr. Cooper worth $23.3M.

  • K2 Principal Fund's largest Q3 2022 buy was Mr. Cooper: 574,409 shares worth $23.3M.
  • K2 Principal Fund added most to San Juan Basin Royalty Trust in Q3 2022, an estimated $8.97M increase.
  • K2 Principal Fund's biggest Q3 2022 reduction was Coinbase, cutting an estimated $16M.
  • K2 Principal Fund fully exited Tesla in Q3 2022, selling an estimated $52M.
  • K2 Principal Fund's ten largest holdings make up 32% of its $871M portfolio in Q3 2022.
  • K2 Principal Fund opened 69 new positions and closed 133 in Q3 2022.
  • K2 Principal Fund's portfolio value fell 3.9% quarter-over-quarter to $871M.

Based on K2 Principal Fund's 13F filing for Q3 2022, filed 14 Nov 2022.