K2 Principal Fund’s GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share GIA.WS Stock Holding History

K2 Principal Fund’s Portfolio GIA.WS Stock Details GIA.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-481,095	Closed	-$12.1K	–	344
2023 Q1	$12.1K	Sell	481,095 -1,941	-0.4%	-$60	﹤0.01%	221
2022 Q4	$16.9K	Sell	483,036 -436,164	-47%	-$12.4K	﹤0.01%	194
2022 Q3	$24K	Hold	919,200	–	–	﹤0.01%	238
2022 Q2	$59K	Hold	919,200	–	–	0.01%	273
2022 Q1	$207K	Hold	919,200	–	–	0.02%	198
2021 Q4	$481K	Buy	+919,200	New	+$512K	0.03%	223

Other funds holding GIA.WS

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

MTCM

Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SIA

Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

HIM

HGC Investment Management Toronto, Ontario, Canada $451M AUM 8.78% 1-Year Est. Return

Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

K2 Principal Fund's GIA.WS Position: Q2 2023 in Review

K2 Principal Fund sold out of GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share (GIA.WS) in Q2 2023, closing a stake of 481,095 shares — an estimated $12.1K sold.

K2 Principal Fund first reported a position in GIA.WS in Q4 2021 and held it in 6 quarters. The position peaked at $481K in Q4 2021. 8 funds tracked by Wall St. Rank hold GIA.WS as of Q2 2023.

K2 Principal Fund reported no remaining GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share position as of Q2 2023 after selling out during the quarter.
K2 Principal Fund sold 481,095 GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share shares in Q2 2023, an estimated $12.1K.
K2 Principal Fund first reported a position in GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share in Q4 2021 and held it in 6 quarters.
K2 Principal Fund's GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share position peaked at $481K in Q4 2021.
8 funds tracked by Wall St. Rank held GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share as of Q2 2023.

Based on K2 Principal Fund's 13F filing for Q2 2023, filed 15 Aug 2023.