Rivernorth Capital Management’s GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share GIA.WS Stock Holding History

Rivernorth Capital Management’s Portfolio GIA.WS Stock Details GIA.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-150,000	Closed	-$3K	–	627
2023 Q2	$3K	Hold	150,000	–	–	﹤0.01%	502
2023 Q1	$4.5K	Hold	150,000	–	–	﹤0.01%	539
2022 Q4	$6K	Hold	150,000	–	–	﹤0.01%	589
2022 Q3	$5K	Hold	150,000	–	–	﹤0.01%	754
2022 Q2	$11K	Hold	150,000	–	–	﹤0.01%	659
2022 Q1	$35K	Buy	150,000 +88,423	+144%	+$29.1K	﹤0.01%	611
2021 Q4	$32K	Buy	+61,577	New	+$34.3K	﹤0.01%	604

Other funds holding GIA.WS

SIA

Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Rivernorth Capital Management's GIA.WS Position: Q3 2023 in Review

Rivernorth Capital Management sold out of GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share (GIA.WS) in Q3 2023, closing a stake of 150,000 shares — an estimated $3K sold.

Rivernorth Capital Management first reported a position in GIA.WS in Q4 2021 and held it in 7 quarters. The position peaked at $35K in Q1 2022. 2 funds tracked by Wall St. Rank hold GIA.WS as of Q3 2023.

Rivernorth Capital Management reported no remaining GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share position as of Q3 2023 after selling out during the quarter.
Rivernorth Capital Management sold 150,000 GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share shares in Q3 2023, an estimated $3K.
Rivernorth Capital Management first reported a position in GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share in Q4 2021 and held it in 7 quarters.
Rivernorth Capital Management's GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share position peaked at $35K in Q1 2022.
2 funds tracked by Wall St. Rank held GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share as of Q3 2023.

Based on Rivernorth Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.