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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.75%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.14B
AUM Growth
+$472M
Cap. Flow
+$253M
Cap. Flow %
22.19%
Top 10 Hldgs %
31.13%
Holding
444
New
192
Increased
28
Reduced
51
Closed
137

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$25.5M
2
LCID icon
Lucid Motors
LCID
+$12.9M
3
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
4
PFSI icon
PennyMac Financial
PFSI
+$12.6M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.8M

Top Sells

Rank Stock Value
1
SKIL icon
Skillsoft
SKIL
+$10.2M
2
MVST icon
Microvast
MVST
+$10.2M
3
BG icon
Bunge Global
BG
+$9.6M
4
APXTU
Apex Technology Acquisition Corporation Unit
APXTU
+$9.03M
5
OSB
Norbord Inc.
OSB
+$8.77M

Sector Composition

Rank Sector Weight
1 Financials 11.13%
2 Industrials 3.32%
3 Consumer Discretionary 2.76%
4 Technology 2.33%
5 Real Estate 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLDP
201
Ballard Power Systems
BLDP
$754M
$585K 0.05%
+25,000
New +$460K
LOACW
202
CALL
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$583K 0.05%
373,627
-460,119
-55% -$321K
MTN icon
203
Vail Resorts
MTN
$5.7B
$558K 0.05%
+2,000
New +$517K
SLG icon
204
SL Green Realty
SLG
$3.83B
$541K 0.05%
+8,815
New +$466K
PTK.WS
205
CALL
DELISTED
PTK Acquisition Corp. Warrants, each whole warrant exercisable for one half (1/2) of a share of Comm
PTK.WS
$527K 0.05%
+458,342
New +$302K
SCPE.WS
206
CALL
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$524K 0.05%
388,250
-100
-0% -$123
MCOM
207
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
$516K 0.05%
+7
New +$530K
FFAI
208
Faraday Future Intelligent Electric
FFAI
$11.8M
– –
0
– –
FFAIW
209
CALL
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
$498K 0.04%
+474,572
New +$298K
CELUW
210
CALL
DELISTED
Celularity Inc
CELUW
$493K 0.04%
171,165
-90,035
-34% -$169K
CLCT
211
DELISTED
Collectors Universe
CLCT
$486K 0.04%
+6,442
New +$437K
SLG icon
212
PUT
SL Green Realty
SLG
$3.83B
$477K 0.04%
+7,773
New +$411K
GPRO icon
213
CALL
GoPro
GPRO
$120M
$475K 0.04%
+57,400
New +$414K
PCG icon
214
PG&E
PCG
$39B
$475K 0.04%
38,121
-128,811
-77% -$1.46M
THBRW
215
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
$462K 0.04%
124,933
-313,267
-71% -$533K
MFA
216
MFA Financial
MFA
$932M
$456K 0.04%
+29,334
New +$395K
RNG icon
217
RingCentral
RNG
$4.83B
$455K 0.04%
+1,200
New +$373K
VXX icon
218
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
$449K 0.04%
418
-94
-18% -$122K
RC
219
Ready Capital
RC
$260M
$442K 0.04%
+35,532
New +$436K
ROCHW
220
CALL
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
$417K 0.04%
+94,798
New +$179K
CBAY
221
DELISTED
Cymabay Therapeutics
CBAY
$412K 0.04%
+71,862
New +$544K
FCACW
222
CALL
DELISTED
Falcon Capital Acquisition Corp. Warrant
FCACW
$409K 0.04%
+190,280
New +$332K
SNAXW
223
CALL
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$403K 0.04%
+506,450
New +$180K
SSRM icon
224
CALL
SSR Mining
SSRM
$5.19B
$402K 0.04%
+20,000
New +$381K
NXPI icon
225
NXP Semiconductors
NXPI
$60.8B
$398K 0.03%
+2,500
New +$368K
7 8
9
10 11

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WIM
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LCG
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CCM
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K2 Principal Fund's Q4 2020 Portfolio in Review

As of Q4 2020, K2 Principal Fund held 444 positions worth $1.14B, up 71% from $669M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

K2 Principal Fund deployed $253M of net new capital in Q4 2020, opening 192 new positions and adding to 28 existing holdings. Its largest new stake was CI Financial Corp.: 1,967,717 shares worth $24.4M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Bunge Global, an estimated $9.6M trimmed.

  • K2 Principal Fund's largest Q4 2020 buy was CI Financial Corp.: 1,967,717 shares worth $24.4M.
  • K2 Principal Fund added most to PennyMac Financial in Q4 2020, an estimated $12.6M increase.
  • K2 Principal Fund's biggest Q4 2020 reduction was Bunge Global, cutting an estimated $9.6M.
  • K2 Principal Fund fully exited Skillsoft in Q4 2020, selling an estimated $10.2M.
  • K2 Principal Fund's ten largest holdings make up 31% of its $1.14B portfolio in Q4 2020.
  • K2 Principal Fund opened 192 new positions and closed 137 in Q4 2020.
  • K2 Principal Fund's portfolio value rose 71% quarter-over-quarter to $1.14B.

Based on K2 Principal Fund's 13F filing for Q4 2020, filed 12 Feb 2021.