KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+2.69%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$708M
AUM Growth
-$2.06M
Cap. Flow
-$153M
Cap. Flow %
-21.57%
Top 10 Hldgs %
17.42%
Holding
382
New
108
Increased
37
Reduced
21
Closed
80

Top Buys

1
MSFT icon
Microsoft
MSFT
$13.9M
2
MCD icon
McDonald's
MCD
$8.63M
3
HPK icon
HighPeak Energy
HPK
$8.18M
4
MMM icon
3M
MMM
$8.14M
5
CISN
Cision Ltd. Ordinary Share
CISN
$7.36M

Top Sells

1
SPCE icon
Virgin Galactic
SPCE
$21.4M
2
AMZN icon
Amazon
AMZN
$19.5M
3
ACEL icon
Accel Entertainment
ACEL
$11.1M
4
PACQU
Pure Acquisition Corp. Unit
PACQU
$9.97M
5
AMD icon
Advanced Micro Devices
AMD
$8.12M

Sector Composition

1 Technology 9%
2 Industrials 7.78%
3 Consumer Discretionary 6.68%
4 Communication Services 6.49%
5 Financials 4.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ADNWW
201
Advent Technologies Holdings Warrant
ADNWW
$10.6K
$26K ﹤0.01%
+82,510
New +$26K
GTEC icon
202
Greenland Technologies Holding Corp
GTEC
$22.4M
$25K ﹤0.01%
10,000
-514,164
-98% -$1.29M
FMCIW
203
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$18K ﹤0.01%
+39,400
New +$18K
NRXPW icon
204
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.19M
$16K ﹤0.01%
+101,200
New +$16K
HHHHR
205
DELISTED
Wealthbridge Acquisition Limited Rights
HHHHR
$15K ﹤0.01%
+44,774
New +$15K
ALACW
206
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
$14K ﹤0.01%
+234,800
New +$14K
GRAF.WS
207
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$14K ﹤0.01%
+31,968
New +$14K
DPHCW
208
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$12K ﹤0.01%
+15,233
New +$12K
LTRYW icon
209
Lottery.com, Inc. Warrants
LTRYW
$343K
$4K ﹤0.01%
+36,510
New +$4K
IPOA.WS
210
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
– –
0
– –
ALDR
211
DELISTED
Alder Biopharmaceuticals, Inc.
ALDR
– –
0
– –
MAMS
212
DELISTED
MAM Software Group Inc. New
MAMS
– –
-139,400
Closed -$1.68M
NCI
213
DELISTED
Navigant Consulting, Inc.
NCI
– –
-41,657
Closed -$1.16M
TYPE
214
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-150,079
Closed -$2.97M
ROX
215
DELISTED
Castle Brands, Inc.
ROX
– –
-381,304
Closed -$480K
VSM
216
DELISTED
Versum Materials, Inc.
VSM
– –
-92,393
Closed -$4.89M
PNTR
217
DELISTED
Pointer Telocation Ltd.
PNTR
– –
-113,403
Closed -$1.71M
STNLW
218
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
– –
0
– –
UFS
219
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
0
– –
TIBRU
220
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
– –
-231,020
Closed -$2.49M
CELG
221
DELISTED
Celgene Corp
CELG
– –
-50,000
Closed -$4.97M
EE
222
DELISTED
El Paso Electric Company
EE
– –
-45,199
Closed -$3.03M
CZR
223
DELISTED
Caesars Entertainment Corporation
CZR
– –
0
– –
TWLVW
224
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
– –
0
– –
ZAGG
225
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-50,000
Closed -$314K
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9
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