KPF

K2 Principal Fund Portfolio holdings

AUM $545M
This Quarter Return
+3.76%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.51%
10 Year Return
+139.89%
AUM
$597M
AUM Growth
+$597M
Cap. Flow
+$16.2M
Cap. Flow %
2.72%
Top 10 Hldgs %
16.18%
Holding
361
New
107
Increased
36
Reduced
36
Closed
70

Top Buys

1
LLL
L3 Technologies, Inc.
LLL
$8.64M
2
GXGXU
GX Acquisiton Corp. Unit
GXGXU
$8.04M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$7.85M
4
RPLA.U
Replay Acquisition Corp.
RPLA.U
$7.83M
5
HYACU
Haymaker Acquisition Corp. II Unit
HYACU
$6.13M

Top Sells

1
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$12.1M
2
THCBU
Tuscan Holdings Corp. Unit
THCBU
$9.01M
3
KXIN icon
Kaixin Holdings
KXIN
$8.06M
4
TVPT
Travelport Worldwide Limited
TVPT
$7.57M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$6.6M

Sector Composition

1 Industrials 10.88%
2 Communication Services 9.2%
3 Technology 8.85%
4 Consumer Discretionary 3.94%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRPAR
201
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$45K 0.01%
+340,332
New +$45K
CHAC.WS
202
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.WS
$32K ﹤0.01%
+71,711
New +$32K
GOEVW
203
DELISTED
Canoo Inc. Warrant
GOEVW
$30K ﹤0.01%
+50,000
New +$30K
FMCIW
204
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$25K ﹤0.01%
+39,400
New +$25K
ALACW
205
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
$23K ﹤0.01%
+208,800
New +$23K
NRXPW icon
206
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.38M
$22K ﹤0.01%
+101,200
New +$22K
LACQW
207
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$19K ﹤0.01%
+35,400
New +$19K
DPHCW
208
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$13K ﹤0.01%
+15,633
New +$13K
DDMXW
209
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$4K ﹤0.01%
+19,800
New +$4K
MMDMR
210
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$3K ﹤0.01%
+10,093
New +$3K
LGC.WS
211
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$3K ﹤0.01%
+10,000
New +$3K
SMH icon
212
VanEck Semiconductor ETF
SMH
$26.4B
– –
-25,000
Closed -$2.66M
AAPL icon
213
Apple
AAPL
$3.38T
– –
0
– –
ABBV icon
214
AbbVie
ABBV
$372B
– –
0
– –
ASHR icon
215
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.32B
– –
0
– –
ETHZ
216
ETHZilla Corporation Common Stock
ETHZ
$455M
– –
-349,788
Closed -$3.63M
BA icon
217
Boeing
BA
$178B
– –
-3,200
Closed -$1.22M
BHP icon
218
BHP
BHP
$141B
– –
0
– –
BMY icon
219
Bristol-Myers Squibb
BMY
$96.1B
– –
-10,000
Closed -$477K
CCL icon
220
Carnival Corp
CCL
$41.7B
– –
0
– –
CI icon
221
Cigna
CI
$80.7B
– –
0
– –
CLF icon
222
Cleveland-Cliffs
CLF
$5.13B
– –
0
– –
CLVT icon
223
Clarivate
CLVT
$2.8B
– –
-247,452
Closed -$3.33M
CLW icon
224
Clearwater Paper
CLW
$342M
– –
0
– –
COTY icon
225
Coty
COTY
$3.66B
– –
-528,632
Closed -$6.08M
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