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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIP icon
201
CALL
TripAdvisor
TRIP
$1.59B
$464K 0.04%
10,000
-8,000
-44% -$440K
XENE icon
202
Xenon Pharmaceuticals
XENE
$6.32B
$441K 0.04%
57,228
+42,228
+282% +$339K
ARLZ
203
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$435K 0.04%
98,578
+80,045
+432% +$380K
WPM icon
204
Wheaton Precious Metals
WPM
$50.6B
$431K 0.04%
+22,292
New +$465K
KNGT
205
PUT
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$430K 0.04%
+13,000
New +$430K
AUPH icon
206
Aurinia Pharmaceuticals
AUPH
$1.97B
$423K 0.04%
+201,522
New +$648K
SNAX
207
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$416K 0.04%
2,793
– –
FOR icon
208
Forestar Group
FOR
$1.44B
$415K 0.04%
31,170
-42,978
-58% -$526K
DKS icon
209
Dick's Sporting Goods
DKS
$18.4B
$398K 0.04%
+7,500
New +$430K
WCN
210
CALL
Waste Connections
WCN
$42.8B
$393K 0.04%
7,500
-43,500
-85% -$2.2M
NXPI icon
211
PUT
NXP Semiconductors
NXPI
$68B
$392K 0.04%
4,000
-36,000
-90% -$3.58M
AXAS
212
DELISTED
Abraxas Petroleum Corp
AXAS
$386K 0.04%
+7,500
New +$296K
PEGI
213
PUT
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$380K 0.04%
+20,000
New +$411K
WNR
214
DELISTED
Western Refining Inc
WNR
$379K 0.04%
+10,000
New +$329K
KEY.PRG
215
DELISTED
KeyCorp Pfd
KEY.PRG
$368K 0.03%
2,726
+1,080
+66% +$146K
MON
216
DELISTED
Monsanto Co
MON
$358K 0.03%
3,400
-11,100
-77% -$1.14M
ENB icon
217
Enbridge
ENB
$124B
$356K 0.03%
+8,448
New +$360K
INFO
218
CALL
DELISTED
IHS Markit Ltd. Common Shares
INFO
$354K 0.03%
+10,000
New +$359K
INFO
219
PUT
DELISTED
IHS Markit Ltd. Common Shares
INFO
$354K 0.03%
+10,000
New +$359K
BAS
220
CALL
DELISTED
Basis Energy Services, Inc.
BAS
$354K 0.03%
10,000
+9,982
+55,456% +$2.71M
XLRE icon
221
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$333K 0.03%
10,825
-9,975
-48% -$305K
BYD icon
222
Boyd Gaming
BYD
$6.47B
$329K 0.03%
+16,300
New +$314K
NILE
223
DELISTED
Blue Nile, Inc.
NILE
$328K 0.03%
+8,065
New +$309K
PHUN icon
224
Phunware
PHUN
$44M
$320K 0.03%
+640
New +$318K
GIS icon
225
General Mills
GIS
$19.2B
$318K 0.03%
+5,146
New +$319K
7 8
9
10 11

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KGI
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SC
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WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.