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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$616M
AUM Growth
+$59.7M
Cap. Flow
+$81.3M
Cap. Flow %
13.18%
Top 10 Hldgs %
42.33%
Holding
252
New
79
Increased
37
Reduced
29
Closed
97

Top Buys

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.3M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$26.9M
3
THOR
THORATEC CORPORATION
THOR
+$23M
4
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17M
5
NYRT
New York REIT, Inc.
NYRT
+$12.6M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$36.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$33.1M
3
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$19.1M
4
MWV
MEADWESTVACO CORP
MWV
+$13.2M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 8.83%
2 Communication Services 7.98%
3 Technology 5.16%
4 Healthcare 2.84%
5 Real Estate 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
201
CALL
Tyson Foods
TSN
$20.2B
– –
-9,000
Closed -$384K
WCC
202
CALL
WESCO International
WCC
$16.2B
– –
-4,500
Closed -$309K
WGO icon
203
PUT
Winnebago Industries
WGO
$870M
– –
-10,000
Closed -$236K
WPM icon
204
Wheaton Precious Metals
WPM
$50.6B
– –
-23,835
Closed -$311K
XLK icon
205
PUT
State Street Technology Select Sector SPDR ETF
XLK
$115B
– –
-100,000
Closed -$2.07M
XRT icon
206
PUT
State Street SPDR S&P Retail ETF
XRT
$365M
– –
-50,000
Closed -$2.47M
DOOR
207
CALL
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
– –
-24,000
Closed -$1.68M
AUY
208
CALL
DELISTED
Yamana Gold, Inc.
AUY
– –
-15,000
Closed -$45K
HIL
209
DELISTED
Hill International, Inc. Common Stock
HIL
– –
-21,322
Closed -$112K
MNDT
210
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-5,000
Closed -$209K
CORV
211
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
– –
-13,579
Closed -$128K
CARB
212
DELISTED
Carbonite Inc
CARB
– –
-157,656
Closed -$1.86M
AREX
213
PUT
DELISTED
Approach Resources Inc.
AREX
– –
-12,500
Closed -$86K
SYT
214
DELISTED
Syngenta Ag
SYT
– –
-8,000
Closed -$653K
ISSI
215
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
– –
-129,736
Closed -$2.87M
SIAL
216
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-87,603
Closed -$12.2M
ROIQ
217
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
– –
-17,875
Closed -$183K
LMNS
218
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
– –
-276,897
Closed -$3.8M
TRAK
219
PUT
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
– –
-5,000
Closed -$314K
TSRE
220
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
– –
-54,531
Closed -$363K
OWW
221
DELISTED
ORBITZ WORLDWIDE, INC
OWW
– –
-556,141
Closed -$6.35M
PMFG
222
DELISTED
PMFG INC COM STK (DE)
PMFG
– –
-248,020
Closed -$1.59M
OCR
223
DELISTED
OMNICARE INC
OCR
– –
-3,000
Closed -$283K
AEC
224
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
– –
-666,520
Closed -$19.1M
INFA
225
DELISTED
INFORMATICA CORP
INFA
– –
-96,650
Closed -$4.68M
6 7 8
9
10

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K2 Principal Fund's Q3 2015 Portfolio in Review

As of Q3 2015, K2 Principal Fund held 252 positions worth $616M, up 11% from $557M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

K2 Principal Fund deployed $81.3M of net new capital in Q3 2015, opening 79 new positions and adding to 37 existing holdings. Its largest new stake was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Baker Hughes, an estimated $8.65M trimmed.

  • K2 Principal Fund's largest Q3 2015 buy was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.
  • K2 Principal Fund added most to DEALERTRACK TECHNOLOGIES, INC. COM STK in Q3 2015, an estimated $26.9M increase.
  • K2 Principal Fund's biggest Q3 2015 reduction was Baker Hughes, cutting an estimated $8.65M.
  • K2 Principal Fund fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $36.5M.
  • K2 Principal Fund's ten largest holdings make up 42% of its $616M portfolio in Q3 2015.
  • K2 Principal Fund opened 79 new positions and closed 97 in Q3 2015.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $616M.

Based on K2 Principal Fund's 13F filing for Q3 2015, filed 13 Nov 2015.