We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSNB.U
176
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
$1.07M 0.08%
+108,227
New +$1.08M
LEGO
177
DELISTED
Legato Merger Corp. Common stock
LEGO
$1.06M 0.08%
+109,473
New +$1.06M
INMD icon
178
InMode
INMD
$871M
$1.04M 0.08%
28,740
-31,634
-52% -$1.03M
GNRS
179
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$1.03M 0.08%
+103,805
New +$1.07M
RDBX
180
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
$1M 0.08%
+102,445
New +$1.03M
AAC
181
DELISTED
Ares Acquisition Corporation
AAC
$1M 0.08%
+101,160
New +$998K
MACQU
182
DELISTED
MCAP Acquisition Corporation Unit
MACQU
$995K 0.08%
+100,000
New +$996K
PGRW
183
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
$978K 0.08%
+100,374
New +$981K
EAC
184
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$970K 0.08%
+100,000
New +$975K
GOGO icon
185
Gogo Inc
GOGO
$525M
$966K 0.08%
100,000
+80,000
+400% +$950K
PUCKU
186
DELISTED
Goal Acquisitions Corp. Unit
PUCKU
$964K 0.08%
+96,323
New +$989K
GRND icon
187
Grindr
GRND
$3.06B
$949K 0.08%
+94,486
New +$996K
FLEX icon
188
CALL
Flex
FLEX
$37.7B
$916K 0.07%
+66,350
New +$914K
GLUU
189
DELISTED
Glu Mobile Inc.
GLUU
$909K 0.07%
+72,857
New +$812K
ABEV icon
190
Ambev
ABEV
$47.9B
$886K 0.07%
323,186
-464,781
-59% -$1.31M
CTB
191
DELISTED
Cooper Tire & Rubber Co.
CTB
$847K 0.07%
+15,135
New +$725K
GRA
192
CALL
DELISTED
W.R. Grace & Co.
GRA
$844K 0.07%
14,100
– –
PBCT
193
DELISTED
People's United Financial Inc
PBCT
$806K 0.06%
+45,000
New +$724K
CLGX
194
CALL
DELISTED
Corelogic, Inc.
CLGX
$793K 0.06%
+10,000
New +$797K
VSPRU
195
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$783K 0.06%
+67,801
New +$798K
FOCS
196
CALL
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$770K 0.06%
+18,500
New +$896K
RNET
197
DELISTED
RigNet, Inc.
RNET
$750K 0.06%
+85,966
New +$753K
BENE
198
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$747K 0.06%
+75,197
New +$757K
BROGW
199
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$744K 0.06%
+929,388
New +$800K
CVIIU
200
DELISTED
Churchill Capital Corp VII Units
CVIIU
$738K 0.06%
+73,980
New +$763K
6 7
8
9 10

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.