K2 Principal Fund’s Focus Financial Partners Inc. Class A FOCS Stock Holding History

K2 Principal Fund’s Portfolio FOCS Stock Details FOCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-26,300	Closed	-$980K	–	341
2022 Q4	$980K	Buy	26,300 +3,300	+14%	+$117K	0.15%	95
2022 Q3	$725K	Buy	+23,000	New	+$878K	0.08%	136
2021 Q4	–	Sell	-9,900	Closed	-$518K	–	445
2021 Q3	$518K	Sell	9,900 -31,000	-76%	-$1.58M	0.04%	206
2021 Q2	$1.98M	Buy	40,900 +22,400	+121%	+$1.08M	0.16%	170
2021 Q1	$770K	Buy	+18,500	New	+$896K	0.06%	227

Other funds holding FOCS

SPC

Stone Point Capital Greenwich, Connecticut $21.9M AUM 47.18% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Fidelity International Hamilton, Bermuda $129B AUM 30.83% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

K2 Principal Fund's FOCS Position: Q3 2022 in Review

K2 Principal Fund sold out of Focus Financial Partners Inc. Class A (FOCS) in Q3 2022, closing a stake of 52,916 shares — an estimated $2.02M sold.

K2 Principal Fund first reported a position in FOCS in Q2 2021 and held it in 2 quarters. The position peaked at $1.8M in Q2 2022. 198 funds tracked by Wall St. Rank hold FOCS as of Q3 2022.

K2 Principal Fund reported no remaining Focus Financial Partners Inc. Class A position as of Q3 2022 after selling out during the quarter.
K2 Principal Fund sold 52,916 Focus Financial Partners Inc. Class A shares in Q3 2022, an estimated $2.02M.
K2 Principal Fund first reported a position in Focus Financial Partners Inc. Class A in Q2 2021 and held it in 2 quarters.
K2 Principal Fund's Focus Financial Partners Inc. Class A position peaked at $1.8M in Q2 2022.
198 funds tracked by Wall St. Rank held Focus Financial Partners Inc. Class A as of Q3 2022.

Based on K2 Principal Fund's 13F filing for Q3 2022, filed 14 Nov 2022.