KPF

K2 Principal Fund Portfolio holdings

AUM $545M
This Quarter Return
+7.28%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$371M
AUM Growth
+$71M
Cap. Flow
-$23.4M
Cap. Flow %
-6.29%
Top 10 Hldgs %
27.38%
Holding
317
New
65
Increased
17
Reduced
11
Closed
57

Top Buys

1
GB
Global Blue Group Holding
GB
$12M
2
PFSI icon
PennyMac Financial
PFSI
$9.89M
3
CLOV icon
Clover Health Investments
CLOV
$6.18M
4
OPEN icon
Opendoor
OPEN
$6.16M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$6.06M

Top Sells

1
UTZ icon
Utz Brands
UTZ
$8.28M
2
AGN
Allergan plc
AGN
$8.21M
3
CCH.U
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$8.17M
4
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$5.56M
5
INSUU
Insurance Acquisition Corp. Unit
INSUU
$5.21M

Sector Composition

1 Financials 11.63%
2 Consumer Discretionary 7.59%
3 Technology 6.61%
4 Industrials 6.2%
5 Consumer Staples 5.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVPTW
176
DELISTED
AvePoint Inc Warrant
AVPTW
– –
0
– –
BATRK icon
177
Atlanta Braves Holdings Series B
BATRK
$2.72B
– –
-20,000
Closed -$381K
BEN icon
178
Franklin Resources
BEN
$13.3B
– –
0
– –
BHC icon
179
Bausch Health
BHC
$2.68B
– –
0
– –
BHP icon
180
BHP
BHP
$141B
– –
0
– –
CAE icon
181
CAE Inc
CAE
$8.62B
– –
-34,200
Closed -$608K
CCL icon
182
Carnival Corp
CCL
$42.8B
– –
0
– –
CELUW icon
183
Celularity Inc. Warrant
CELUW
$589K
– –
0
– –
CLW icon
184
Clearwater Paper
CLW
$347M
– –
0
– –
CRM icon
185
Salesforce
CRM
$227B
– –
-15,000
Closed -$2.16M
CZR icon
186
Caesars Entertainment
CZR
$5.23B
– –
0
– –
DIA icon
187
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.7B
– –
0
– –
DOCU icon
188
DocuSign
DOCU
$15B
– –
0
– –
EBAY icon
189
eBay
EBAY
$41.7B
– –
0
– –
ENPH icon
190
Enphase Energy
ENPH
$4.75B
– –
0
– –
EOSEW icon
191
Eos Energy Enterprises, Inc. Warrant
EOSEW
$4.02M
– –
0
– –
EQX icon
192
Equinox Gold
EQX
$7.03B
– –
-24,200
Closed -$227K
GDX icon
193
VanEck Gold Miners ETF
GDX
$19.3B
– –
0
– –
GLD icon
194
SPDR Gold Trust
GLD
$110B
– –
0
– –
GOGO icon
195
Gogo Inc
GOGO
$1.43B
– –
0
– –
GOOS
196
Canada Goose Holdings
GOOS
$1.26B
– –
0
– –
GOTU icon
197
Gaotu Techedu
GOTU
$911M
– –
0
– –
HCC icon
198
Warrior Met Coal
HCC
$2.93B
– –
-58,700
Closed -$623K
HMY icon
199
Harmony Gold Mining
HMY
$9.01B
– –
-189,623
Closed -$413K
HOFV
200
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-7,512
Closed -$1.23M
6 7
8
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