KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+0.76%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$710M
AUM Growth
+$113M
Cap. Flow
-$24M
Cap. Flow %
-3.38%
Top 10 Hldgs %
18.31%
Holding
355
New
65
Increased
39
Reduced
34
Closed
94

Top Buys

1
AMZN icon
Amazon
AMZN
$19.5M
2
V icon
Visa
V
$8.89M
3
SPCE icon
Virgin Galactic
SPCE
$8.42M
4
QCOM icon
Qualcomm
QCOM
$8.01M
5
ACEL icon
Accel Entertainment
ACEL
$7.69M

Top Sells

1
LLL
L3 Technologies, Inc.
LLL
$8.64M
2
RHT
Red Hat Inc
RHT
$8M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$7.86M
4
DFBHU
DFB Healthcare Acquisitions Corp. Unit
DFBHU
$7.84M
5
CTOS icon
Custom Truck One Source
CTOS
$6.52M

Sector Composition

1 Industrials 10.31%
2 Consumer Discretionary 8.86%
3 Technology 7.84%
4 Communication Services 5.53%
5 Financials 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
APHA
176
DELISTED
Aphria Inc. Common Shares
APHA
$173K 0.02%
+25,200
New +$173K
TH icon
177
Target Hospitality
TH
$876M
$160K 0.02%
23,568
-256,273
-92% -$1.74M
SILV
178
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$147K 0.02%
+21,300
New +$147K
GCI icon
179
Gannett
GCI
$629M
$142K 0.02%
+16,100
New +$142K
AVYA
180
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$124K 0.01%
+12,100
New +$124K
GSS
181
DELISTED
Golden Star Resources Ltd.
GSS
$75K 0.01%
+19,701
New +$75K
HTZ.RT
182
DELISTED
Hertz Global Holdings
HTZ.RT
– –
-25,000
Closed -$49K
TBRGW
183
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
– –
-2,056,516
Closed -$4.15M
AMBR
184
DELISTED
Amber Road, Inc.
AMBR
– –
-121,138
Closed -$1.58M
HF
185
DELISTED
HFF Inc.
HF
– –
-10,120
Closed -$460K
LABL
186
DELISTED
Multi-Color Corp
LABL
– –
-45,696
Closed -$2.28M
LLL
187
DELISTED
L3 Technologies, Inc.
LLL
– –
-35,254
Closed -$8.64M
LION
188
DELISTED
Fidelity Southern Corporation
LION
– –
-48,441
Closed -$1.5M
GTYH
189
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-36,609
Closed -$251K
STNLW
190
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
– –
-86,770
Closed -$61K
MOSC.U
191
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
– –
-155,853
Closed -$1.65M
HYGS
192
DELISTED
Hydrogenics Corp
HYGS
– –
-78,916
Closed -$1.17M
DISH
193
DELISTED
DISH Network Corp.
DISH
– –
0
– –
TRCO
194
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-170,000
Closed -$7.86M
EFII
195
DELISTED
Electronics for Imaging
EFII
– –
-87,972
Closed -$3.25M
RHT
196
DELISTED
Red Hat Inc
RHT
– –
-42,605
Closed -$8M
CZR
197
DELISTED
Caesars Entertainment Corporation
CZR
– –
0
– –
FDC
198
DELISTED
First Data Corporation
FDC
– –
-84,106
Closed -$2.28M
DDMXU
199
DELISTED
DD3 Acquisition Corp. Units
DDMXU
– –
-300,000
Closed -$3.07M
TWLVW
200
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
– –
-749,355
Closed -$150K
6 7
8
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