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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$925M
AUM Growth
+$96.1M
Cap. Flow
-$40.2M
Cap. Flow %
-4.35%
Top 10 Hldgs %
15.68%
Holding
421
New
140
Increased
50
Reduced
44
Closed
117

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$20.8M
2
V icon
Visa
V
+$9.2M
3
SPCE icon
Virgin Galactic
SPCE
+$8.23M
4
AMD icon
Advanced Micro Devices
AMD
+$8M
5
QCOM icon
Qualcomm
QCOM
+$7.9M

Top Sells

Rank Stock Value
1
LLL
L3 Technologies, Inc.
LLL
+$8.64M
2
RHT
Red Hat Inc
RHT
+$8M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$7.86M
4
DFBHU
DFB Healthcare Acquisitions Corp. Unit
DFBHU
+$7.84M
5
CTOS icon
Custom Truck One Source
CTOS
+$6.52M

Sector Composition

Rank Sector Weight
1 Industrials 7.92%
2 Consumer Discretionary 6.81%
3 Technology 6.05%
4 Communication Services 4.25%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
176
PUT
Rio Tinto
RIO
$150B
$1.17M 0.13%
+22,500
New +$1.22M
NCI
177
DELISTED
Navigant Consulting, Inc.
NCI
$1.16M 0.13%
+41,657
New +$1.1M
WM icon
178
PUT
Waste Management
WM
$95.5B
$1.15M 0.12%
10,000
– –
LACQ
179
DELISTED
Leisure Acquisition Corp.
LACQ
$1.12M 0.12%
110,000
– –
LTRPA
180
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$1.09M 0.12%
116,159
-57,084
-33% -$595K
WPM icon
181
Wheaton Precious Metals
WPM
$50.9B
$1.05M 0.11%
40,000
-149,900
-79% -$4.03M
ALYA
182
DELISTED
Alithya Group Inc Class A Subordinate Voting Shares
ALYA
$1.03M 0.11%
347,477
+800
+0.2% +$2.29K
IMVT icon
183
Immunovant
IMVT
$8.23B
$1.01M 0.11%
+102,926
New +$1.02M
PAYA
184
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$1.01M 0.11%
100,000
– –
GOGO icon
185
PUT
Gogo Inc
GOGO
$540M
$995K 0.11%
+165,000
New +$778K
RIDE
186
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$982K 0.11%
6,667
– –
TDAY
187
PUT
USA Today Co
TDAY
$1.22B
$975K 0.11%
+110,700
New +$1.01M
ALDR
188
PUT
DELISTED
Alder Biopharmaceuticals
ALDR
$969K 0.1%
+51,400
New +$588K
BROGU
189
DELISTED
Twelve Seas Investment Company Units
BROGU
$963K 0.1%
88,800
– –
TGB
190
Trekor Metals
TGB
$2.6B
$926K 0.1%
+1,894,206
New +$852K
NEPT
191
PUT
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$890K 0.1%
+179
New +$1.16M
BEN icon
192
Franklin Resources
BEN
$17.3B
$875K 0.09%
+30,307
New +$926K
LVOXU
193
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$859K 0.09%
84,500
-605,500
-88% -$6.14M
BATRK icon
194
Atlanta Braves Holdings Series B
BATRK
$3.25B
$842K 0.09%
30,341
-3,584
-11% -$101K
ZG icon
195
Zillow
ZG
$7.32B
$818K 0.09%
27,702
-31,023
-53% -$1.23M
AVYA
196
PUT
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$818K 0.09%
80,000
– –
AYX
197
CALL
DELISTED
Alteryx Inc
AYX
$806K 0.09%
+7,500
New +$931K
XOP icon
198
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.47B
$783K 0.08%
+8,750
New +$824K
LSEA
199
DELISTED
Landsea Homes
LSEA
$770K 0.08%
75,000
– –
TTCF
200
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$758K 0.08%
75,000
– –
6 7
8
9 10

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LCG
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K2 Principal Fund's Q3 2019 Portfolio in Review

As of Q3 2019, K2 Principal Fund held 421 positions worth $925M, up 12% from $828M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

K2 Principal Fund withdrew a net $40.2M in Q3 2019, closing 117 positions and reducing 44 holdings. Its most notable exit was L3 Technologies, Inc., an estimated $8.64M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 7.9% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, K2 Principal Fund opened a new position in Amazon worth $19.5M.

  • K2 Principal Fund's largest Q3 2019 buy was Amazon: 224,300 shares worth $19.5M.
  • K2 Principal Fund added most to Virgin Galactic in Q3 2019, an estimated $8.23M increase.
  • K2 Principal Fund's biggest Q3 2019 reduction was LiveVox Holding, Inc. Unit, cutting an estimated $6.14M.
  • K2 Principal Fund fully exited L3 Technologies, Inc. in Q3 2019, selling an estimated $8.64M.
  • K2 Principal Fund's ten largest holdings make up 16% of its $925M portfolio in Q3 2019.
  • K2 Principal Fund opened 140 new positions and closed 117 in Q3 2019.
  • K2 Principal Fund's portfolio value rose 12% quarter-over-quarter to $925M.

Based on K2 Principal Fund's 13F filing for Q3 2019, filed 15 Nov 2019.