KPF

K2 Principal Fund Portfolio holdings

AUM $545M
This Quarter Return
+3.76%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.51%
10 Year Return
+139.89%
AUM
$597M
AUM Growth
+$597M
Cap. Flow
+$16.2M
Cap. Flow %
2.72%
Top 10 Hldgs %
16.18%
Holding
361
New
107
Increased
36
Reduced
36
Closed
70

Top Buys

1
LLL
L3 Technologies, Inc.
LLL
$8.64M
2
GXGXU
GX Acquisiton Corp. Unit
GXGXU
$8.04M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$7.85M
4
RPLA.U
Replay Acquisition Corp.
RPLA.U
$7.83M
5
HYACU
Haymaker Acquisition Corp. II Unit
HYACU
$6.13M

Top Sells

1
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$12.1M
2
THCBU
Tuscan Holdings Corp. Unit
THCBU
$9.01M
3
KXIN icon
Kaixin Holdings
KXIN
$8.06M
4
TVPT
Travelport Worldwide Limited
TVPT
$7.57M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$6.6M

Sector Composition

1 Industrials 10.88%
2 Communication Services 9.2%
3 Technology 8.85%
4 Consumer Discretionary 3.94%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FPAC.WS
176
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$332K 0.04%
+259,634
New +$332K
PACK.WS
177
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$331K 0.04%
+275,992
New +$331K
BBCP icon
178
Concrete Pumping Holdings
BBCP
$352M
$267K 0.03%
+52,222
New +$267K
BROGR
179
DELISTED
Twelve Seas Investment Company Rights
BROGR
$258K 0.03%
+887,933
New +$258K
HFBC
180
DELISTED
HopFed Bancorp Inc
HFBC
$258K 0.03%
13,618
+3,069
+29% +$58.1K
GTYH
181
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$251K 0.03%
+36,609
New +$251K
TPGH.WS
182
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
$221K 0.03%
+139,950
New +$221K
CIC.WS
183
DELISTED
Capitol Investment Corp. IV
CIC.WS
$204K 0.02%
+146,800
New +$204K
BMTX
184
DELISTED
BM Technologies, Inc.
BMTX
$200K 0.02%
+19,873
New +$200K
LHC.WS
185
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$188K 0.02%
+150,245
New +$188K
ALGR
186
DELISTED
Allegro Merger Corp. Common Stock
ALGR
$180K 0.02%
+17,996
New +$180K
TWNKW
187
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$179K 0.02%
+94,245
New +$179K
TWLVW
188
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$150K 0.02%
+749,355
New +$150K
PVT.WS
189
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$145K 0.02%
+107,200
New +$145K
MSL
190
DELISTED
Midsouth Bancorp, Inc.
MSL
$128K 0.02%
+10,837
New +$128K
GSAH.WS
191
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$126K 0.02%
+101,020
New +$126K
PVT
192
DELISTED
Pivotal Acquisition Corp.
PVT
$107K 0.01%
+10,554
New +$107K
LOACW
193
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$92K 0.01%
+655,987
New +$92K
GIG.WS
194
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$76K 0.01%
+254,001
New +$76K
GIG.RT
195
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$68K 0.01%
+130,905
New +$68K
STNLW
196
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$61K 0.01%
+86,770
New +$61K
JFKKR
197
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$57K 0.01%
+150,000
New +$57K
ALACR
198
DELISTED
Alberton Acquisition Corporation Rights exp April 26, 2021
ALACR
$55K 0.01%
+220,000
New +$55K
TIBRW
199
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$54K 0.01%
+172,600
New +$54K
HTZ.RT
200
DELISTED
Hertz Global Holdings
HTZ.RT
$49K 0.01%
+25,000
New +$49K
6 7
8
9 10