K2 Principal Fund’s Rosehill Resources Inc. Class A ROSE Stock Holding History

K2 Principal Fund’s Portfolio ROSE Stock Details ROSE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-190,165	Closed	-$334K	–	402
2019 Q3	$334K	Sell	190,165 -5,549	-3%	-$12.7K	0.04%	251
2019 Q2	$652K	Hold	195,714	–	–	0.08%	219
2019 Q1	$599K	Hold	195,714	–	–	0.08%	217
2018 Q4	$393K	Hold	195,714	–	–	0.06%	225
2018 Q3	$1.07M	Sell	195,714 -123,184	-39%	-$1M	0.1%	204
2018 Q2	$2.33M	Sell	318,898 -141,717	-31%	-$1.07M	0.18%	162
2018 Q1	$1.9M	Buy	460,615 +3,500	+0.8%	+$25K	0.11%	177
2017 Q4	$3.23M	Sell	457,115 -120,751	-21%	-$1.11M	0.23%	110
2017 Q3	$3.53M	Buy	577,866 +90,046	+18%	+$621K	0.23%	96
2017 Q2	$4.07M	Buy	+487,820	New	+$4.34M	0.27%	88

Other funds holding ROSE

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return

QCMC

Quantum Capital Management (California) San Francisco, California $89.7M AUM 27.84% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

ACG

Anchorage Capital Group New York $436M AUM 38.51% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

NIM

NXG Investment Management Dallas, Texas $2.02B AUM 30.38% 1-Year Est. Return

K2 Principal Fund's ROSE Position: Q4 2019 in Review

K2 Principal Fund sold out of Rosehill Resources Inc. Class A (ROSE) in Q4 2019, closing a stake of 190,165 shares — an estimated $334K sold.

K2 Principal Fund first reported a position in ROSE in Q2 2017 and held it in 10 quarters. The position peaked at $4.07M in Q2 2017. 41 funds tracked by Wall St. Rank hold ROSE as of Q4 2019.

K2 Principal Fund reported no remaining Rosehill Resources Inc. Class A position as of Q4 2019 after selling out during the quarter.
K2 Principal Fund sold 190,165 Rosehill Resources Inc. Class A shares in Q4 2019, an estimated $334K.
K2 Principal Fund first reported a position in Rosehill Resources Inc. Class A in Q2 2017 and held it in 10 quarters.
K2 Principal Fund's Rosehill Resources Inc. Class A position peaked at $4.07M in Q2 2017.
41 funds tracked by Wall St. Rank held Rosehill Resources Inc. Class A as of Q4 2019.

Based on K2 Principal Fund's 13F filing for Q4 2019, filed 13 Feb 2020.