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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+13.21%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$734M
AUM Growth
+$117M
Cap. Flow
+$89.3M
Cap. Flow %
12.17%
Top 10 Hldgs %
35.81%
Holding
281
New
125
Increased
30
Reduced
29
Closed
81

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$17M
2
USO icon
United States Oil Fund
USO
+$16.1M
3
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
+$15.6M
4
SIRO
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
+$12.9M
5
GTU
CENTRAL GOLD TR (CANADA)
GTU
+$11.9M

Top Sells

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.6M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$36.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$31.4M
4
THOR
THORATEC CORPORATION
THOR
+$24.5M
5
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17.1M

Sector Composition

Rank Sector Weight
1 Technology 9.69%
2 Financials 7.23%
3 Communication Services 5%
4 Real Estate 3.86%
5 Energy 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLG icon
176
PUT
SL Green Realty
SLG
$3.88B
$226K 0.03%
+2,066
New +$232K
BX icon
177
Blackstone
BX
$104B
$211K 0.03%
+7,200
New +$230K
TE
178
DELISTED
TECO ENERGY INC
TE
$205K 0.03%
7,700
-138,469
-95% -$3.7M
HAS icon
179
CALL
Hasbro
HAS
$12.6B
$202K 0.03%
+3,000
New +$220K
BAS
180
PUT
DELISTED
Basis Energy Services, Inc.
BAS
$201K 0.03%
+132
New +$273K
JE
181
PUT
DELISTED
Just Energy Group Inc
JE
$185K 0.03%
+788
New +$182K
NYRT
182
CALL
DELISTED
New York REIT, Inc.
NYRT
$184K 0.03%
+1,600
New +$181K
KGC icon
183
PUT
Kinross Gold
KGC
$28.5B
$178K 0.02%
98,000
– –
OVV icon
184
PUT
Ovintiv
OVV
$17.5B
$158K 0.02%
+6,200
New +$227K
CECO icon
185
Ceco Environmental
CECO
$4.42B
$157K 0.02%
20,500
-7,322
-26% -$61.9K
CECO icon
186
PUT
Ceco Environmental
CECO
$4.42B
$157K 0.02%
20,500
– –
GDX icon
187
VanEck Gold Miners ETF
GDX
$23B
$147K 0.02%
+10,700
New +$155K
TSG
188
PUT
DELISTED
The Stars Group Inc.
TSG
$138K 0.02%
+11,000
New +$203K
POZN
189
PUT
DELISTED
POZEN INC
POZN
$122K 0.02%
17,800
+6,800
+62% +$45.4K
B
190
CALL
Barrick Mining
B
$62.2B
$81K 0.01%
+11,000
New +$82K
MITL
191
PUT
DELISTED
Mitel Networks Corporation
MITL
$78K 0.01%
10,100
-16,400
-62% -$131K
PPP
192
PUT
DELISTED
Primero Mining Corp
PPP
$76K 0.01%
+33,200
New +$79.4K
NG icon
193
PUT
NovaGold Resources
NG
$2.6B
$69K 0.01%
+16,400
New +$63K
QPACW
194
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$41K 0.01%
200,000
– –
ABUS icon
195
Arbutus Biopharma
ABUS
$865M
– –
-37,135
Closed -$226K
ACHC icon
196
PUT
Acadia Healthcare
ACHC
$3.17B
– –
-12,000
Closed -$795K
AES icon
197
CALL
AES
AES
$10.6B
– –
-50,000
Closed -$490K
ANY icon
198
Sphere 3D
ANY
$14.6M
– –
-2
Closed -$53K
ANY icon
199
PUT
Sphere 3D
ANY
$14.6M
– –
-1
Closed -$21K
BCO icon
200
Brink's
BCO
$5.02B
– –
-196,364
Closed -$5.3M
6 7
8
9 10

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WIM
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LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q4 2015 Portfolio in Review

As of Q4 2015, K2 Principal Fund held 281 positions worth $734M, up 19% from $616M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

K2 Principal Fund deployed $89.3M of net new capital in Q4 2015, opening 125 new positions and adding to 30 existing holdings. Its largest new stake was Alphabet (Google) Class A: 458,180 shares worth $17.8M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 5.2% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Computer Sciences, an estimated $4.05M trimmed.

  • K2 Principal Fund's largest Q4 2015 buy was Alphabet (Google) Class A: 458,180 shares worth $17.8M.
  • K2 Principal Fund added most to Pinnacle Entertainment Inc. in Q4 2015, an estimated $5.21M increase.
  • K2 Principal Fund's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $4.05M.
  • K2 Principal Fund fully exited HOME PROPERTIES, INC in Q4 2015, selling an estimated $39.6M.
  • K2 Principal Fund's ten largest holdings make up 36% of its $734M portfolio in Q4 2015.
  • K2 Principal Fund opened 125 new positions and closed 81 in Q4 2015.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $734M.

Based on K2 Principal Fund's 13F filing for Q4 2015, filed 12 Feb 2016.