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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$925M
AUM Growth
+$96.1M
Cap. Flow
-$40.2M
Cap. Flow %
-4.35%
Top 10 Hldgs %
15.68%
Holding
421
New
140
Increased
50
Reduced
44
Closed
117

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$20.8M
2
V icon
Visa
V
+$9.2M
3
SPCE icon
Virgin Galactic
SPCE
+$8.23M
4
AMD icon
Advanced Micro Devices
AMD
+$8M
5
QCOM icon
Qualcomm
QCOM
+$7.9M

Top Sells

Rank Stock Value
1
LLL
L3 Technologies, Inc.
LLL
+$8.64M
2
RHT
Red Hat Inc
RHT
+$8M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$7.86M
4
DFBHU
DFB Healthcare Acquisitions Corp. Unit
DFBHU
+$7.84M
5
CTOS icon
Custom Truck One Source
CTOS
+$6.52M

Sector Composition

Rank Sector Weight
1 Industrials 7.92%
2 Consumer Discretionary 6.81%
3 Technology 6.05%
4 Communication Services 4.25%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSACU
126
DELISTED
Health Sciences Acquisitions Corporation Units
HSACU
$2.27M 0.25%
211,500
– –
USO icon
127
CALL
United States Oil Fund
USO
$2.09B
$2.27M 0.25%
25,000
-12,500
-33% -$1.17M
PDCE
128
DELISTED
PDC Energy, Inc.
PDCE
$2.21M 0.24%
+79,804
New +$2.39M
RWGE.U
129
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$2.18M 0.24%
207,742
– –
GMHIU
130
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$2.14M 0.23%
202,000
– –
LOACU
131
DELISTED
Longevity Acquisition Corporation Units
LOACU
$2.13M 0.23%
200,000
– –
SWIR
132
PUT
DELISTED
Sierra Wireless
SWIR
$2.08M 0.23%
194,700
-58,800
-23% -$670K
KLR
133
DELISTED
Kaleyra, Inc.
KLR
$2.07M 0.22%
56,913
– –
ZBRA icon
134
Zebra Technologies
ZBRA
$12.5B
$2.06M 0.22%
+10,000
New +$2.02M
NRXP icon
135
NRX Pharmaceuticals
NRXP
$155M
$2.04M 0.22%
19,309
– –
PACQW
136
CALL
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$2.03M 0.22%
+1,934,096
New +$2.09M
WPM icon
137
PUT
Wheaton Precious Metals
WPM
$50.7B
$1.97M 0.21%
75,000
-65,000
-46% -$1.75M
AVDR
138
DELISTED
Avedro, Inc Common Stock
AVDR
$1.96M 0.21%
+86,133
New +$1.87M
MDSO
139
DELISTED
Medidata Solutions, Inc.
MDSO
$1.92M 0.21%
20,927
+16,427
+365% +$1.5M
DDOG icon
140
Datadog
DDOG
$90.6B
$1.86M 0.2%
+55,000
New +$1.91M
ALACU
141
DELISTED
Alberton Acquisition Corp Unit
ALACU
$1.81M 0.2%
171,520
– –
UFS
142
CALL
DELISTED
DOMTAR CORPORATION (New)
UFS
$1.79M 0.19%
+50,000
New +$1.86M
SMH icon
143
CALL
VanEck Semiconductor ETF
SMH
$65B
$1.79M 0.19%
30,000
-391,200
-93% -$22.6M
MVST icon
144
Microvast
MVST
$263M
$1.78M 0.19%
182,130
-300
-0.2% -$2.97K
HCACU
145
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$1.78M 0.19%
169,156
-129,800
-43% -$1.36M
YTRA icon
146
Yatra Online
YTRA
$54.9M
$1.76M 0.19%
+426,785
New +$1.77M
ORSNU
147
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$1.75M 0.19%
+175,000
New +$1.75M
CBM
148
DELISTED
Cambrex Corporation
CBM
$1.74M 0.19%
+29,300
New +$1.57M
MXIM
149
DELISTED
Maxim Integrated Products
MXIM
$1.74M 0.19%
30,000
+10,634
+55% +$616K
PVTL
150
PUT
DELISTED
Pivotal Software, Inc.
PVTL
$1.73M 0.19%
+115,700
New +$1.42M
4 5
6
7 8

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WIM
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LCG
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CCM
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K2 Principal Fund's Q3 2019 Portfolio in Review

As of Q3 2019, K2 Principal Fund held 421 positions worth $925M, up 12% from $828M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

K2 Principal Fund withdrew a net $40.2M in Q3 2019, closing 117 positions and reducing 44 holdings. Its most notable exit was L3 Technologies, Inc., an estimated $8.64M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 7.9% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, K2 Principal Fund opened a new position in Amazon worth $19.5M.

  • K2 Principal Fund's largest Q3 2019 buy was Amazon: 224,300 shares worth $19.5M.
  • K2 Principal Fund added most to Virgin Galactic in Q3 2019, an estimated $8.23M increase.
  • K2 Principal Fund's biggest Q3 2019 reduction was LiveVox Holding, Inc. Unit, cutting an estimated $6.14M.
  • K2 Principal Fund fully exited L3 Technologies, Inc. in Q3 2019, selling an estimated $8.64M.
  • K2 Principal Fund's ten largest holdings make up 16% of its $925M portfolio in Q3 2019.
  • K2 Principal Fund opened 140 new positions and closed 117 in Q3 2019.
  • K2 Principal Fund's portfolio value rose 12% quarter-over-quarter to $925M.

Based on K2 Principal Fund's 13F filing for Q3 2019, filed 15 Nov 2019.