KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+1.59%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$750M
AUM Growth
-$17.2M
Cap. Flow
-$73.9M
Cap. Flow %
-9.86%
Top 10 Hldgs %
31.39%
Holding
358
New
81
Increased
47
Reduced
51
Closed
76

Top Buys

1
WCN icon
Waste Connections
WCN
$22.2M
2
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$15M
3
MON
Monsanto Co
MON
$12.6M
4
MGA icon
Magna International
MGA
$9.16M
5
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
$9M

Top Sells

1
DDC
Dominion Diamond Corporation
DDC
$47M
2
RICE
Rice Energy Inc.
RICE
$17.7M
3
DGI
DigitalGlobe Inc.
DGI
$17.2M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$13.1M
5
KNTK icon
Kinetik
KNTK
$12.5M

Sector Composition

1 Technology 20.81%
2 Communication Services 17.73%
3 Energy 7.34%
4 Financials 6.25%
5 Industrials 5.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OIBR.C
126
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$1.03M 0.07%
182,797
-48,059
-21% -$271K
ACFC
127
DELISTED
Atlantic Coast Financial Corporation
ACFC
$1.02M 0.07%
+107,732
New +$1.02M
IYR icon
128
iShares US Real Estate ETF
IYR
$3.76B
$972K 0.07%
+12,000
New +$972K
OSUR icon
129
OraSure Technologies
OSUR
$236M
$929K 0.07%
+49,248
New +$929K
VEACW
130
DELISTED
Vantage Energy Acquisition Corp.
VEACW
$917K 0.07%
833,333
– –
STRP
131
DELISTED
Straight Path Communications Inc.
STRP
$877K 0.06%
4,823
– –
ACTA
132
DELISTED
Actua Corporation
ACTA
$857K 0.06%
54,906
+39,146
+248% +$611K
DYN
133
DELISTED
Dynegy, Inc.
DYN
$847K 0.06%
+71,509
New +$847K
SSNI
134
DELISTED
Silver Spring Networks, Inc.
SSNI
$820K 0.06%
+50,492
New +$820K
AMZN icon
135
Amazon
AMZN
$2.48T
$819K 0.06%
14,000
-13,920
-50% -$814K
OACQ
136
DELISTED
Origo Acquisition Corporation
OACQ
$814K 0.06%
76,526
+14,418
+23% +$153K
GXP
137
DELISTED
Great Plains Energy Incorporated
GXP
$809K 0.06%
+25,080
New +$809K
HUN icon
138
Huntsman Corp
HUN
$1.95B
$806K 0.06%
+24,200
New +$806K
WSCWW
139
DELISTED
WillScot Corporation Warrant
WSCWW
$792K 0.06%
+549,840
New +$792K
ADSK icon
140
Autodesk
ADSK
$69.5B
$786K 0.06%
+7,500
New +$786K
AVA icon
141
Avista
AVA
$2.99B
$767K 0.06%
+14,900
New +$767K
TPGE.WS
142
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.WS
$758K 0.05%
583,333
– –
SRG
143
Seritage Growth Properties
SRG
$211M
$754K 0.05%
18,640
+1,337
+8% +$54.1K
NRXP icon
144
NRX Pharmaceuticals
NRXP
$65.4M
$728K 0.05%
+7,518
New +$728K
BGC icon
145
BGC Group
BGC
$4.71B
$701K 0.05%
+72,168
New +$701K
BPY
146
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$696K 0.05%
+25,000
New +$696K
WGL
147
DELISTED
Wgl Holdings
WGL
$644K 0.05%
7,500
-2,500
-25% -$215K
ENPH icon
148
Enphase Energy
ENPH
$5.18B
$631K 0.05%
261,693
-244,877
-48% -$590K
XENE icon
149
Xenon Pharmaceuticals
XENE
$3.02B
$620K 0.04%
219,543
+55,033
+33% +$155K
PZZA icon
150
Papa John's
PZZA
$1.58B
$617K 0.04%
+11,000
New +$617K
4 5
6
7 8