KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+6.25%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$466M
AUM Growth
+$11.6M
Cap. Flow
-$24M
Cap. Flow %
-5.16%
Top 10 Hldgs %
33.68%
Holding
297
New
64
Increased
34
Reduced
30
Closed
72

Top Buys

1
GOOG icon
Alphabet (Google) Class C
GOOG
$16M
2
YHOO
Yahoo Inc
YHOO
$11.7M
3
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
$11.5M
4
WWAV
The WhiteWave Foods Company
WWAV
$10.7M
5
BMY icon
Bristol-Myers Squibb
BMY
$8.53M

Top Sells

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$27.2M
2
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$18M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$14.1M
4
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$12.4M
5
CPXX
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
$8.14M

Sector Composition

1 Technology 21.47%
2 Energy 8.81%
3 Communication Services 7.8%
4 Industrials 7.75%
5 Financials 6.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MORN icon
126
Morningstar
MORN
$10.8B
$224K 0.03%
2,824
-6,400
-69% -$508K
BOBE
127
DELISTED
Bob Evans Farms, Inc.
BOBE
$222K 0.02%
5,800
-6,200
-52% -$237K
CFCOU
128
DELISTED
CF Corporation
CFCOU
$214K 0.02%
21,000
-400,000
-95% -$4.08M
KLREW
129
DELISTED
KLR Energy Acquisition Corp.
KLREW
$210K 0.02%
500,000
– –
FXI icon
130
iShares China Large-Cap ETF
FXI
$6.65B
$209K 0.02%
+5,501
New +$209K
V icon
131
Visa
V
$666B
$207K 0.02%
+2,500
New +$207K
GRSHW
132
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
$192K 0.02%
+160,000
New +$192K
TRTLU
133
DELISTED
Terrapin 3 Acquisition
TRTLU
$191K 0.02%
19,000
– –
MEG
134
DELISTED
Media General, Inc
MEG
$184K 0.02%
10,000
– –
CFCOW
135
DELISTED
CF Corporation
CFCOW
$180K 0.02%
+200,000
New +$180K
RAD
136
DELISTED
Rite Aid Corporation
RAD
$159K 0.02%
1,035
-170
-14% -$26.1K
NXEOW
137
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$136K 0.02%
218,817
-5,593
-2% -$3.48K
XENE icon
138
Xenon Pharmaceuticals
XENE
$3.02B
$122K 0.01%
+15,000
New +$122K
EMG
139
DELISTED
Emergent Capital, Inc.
EMG
$121K 0.01%
41,282
+9,546
+30% +$28K
EAGLW
140
DELISTED
Double Eagle Acquisition Corp. Warrant
EAGLW
$118K 0.01%
294,917
– –
DRH icon
141
DiamondRock Hospitality
DRH
$1.76B
$109K 0.01%
+12,000
New +$109K
TWNK
142
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$108K 0.01%
+10,000
New +$108K
HTCH
143
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$106K 0.01%
+26,629
New +$106K
GPIAW
144
DELISTED
GP Investments Acquisition Corp
GPIAW
$90K 0.01%
146,850
+14,350
+11% +$8.8K
ARLZ
145
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$90K 0.01%
+18,533
New +$90K
RPTP
146
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$90K 0.01%
+10,000
New +$90K
ELECW
147
DELISTED
Electrum Special Acquisition Corporation
ELECW
$72K 0.01%
315,000
– –
PACEW
148
DELISTED
Pace Holdings Corp. Warrants
PACEW
$42K ﹤0.01%
99,000
– –
TRTLW
149
DELISTED
Terrapin 3 Acquisition Corporation
TRTLW
$42K ﹤0.01%
229,600
– –
QPACW
150
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$35K ﹤0.01%
200,000
– –
4 5
6
7 8