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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.93%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$892M
AUM Growth
+$133M
Cap. Flow
+$76.1M
Cap. Flow %
8.54%
Top 10 Hldgs %
27.8%
Holding
388
New
139
Increased
53
Reduced
52
Closed
111

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.6M
2
YHOO
Yahoo Inc
YHOO
+$11.1M
3
WWAV
The WhiteWave Foods Company
WWAV
+$10.8M
4
BMY icon
Bristol-Myers Squibb
BMY
+$10.2M
5
KLAC icon
KLA
KLAC
+$7.95M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$30.2M
2
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$18M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$14.1M
4
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$12.4M
5
CPXX
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
+$8.13M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Energy 4.6%
3 Communication Services 4.08%
4 Industrials 4.05%
5 Financials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLOX
126
DELISTED
Infoblox Inc
BLOX
$1.58M 0.18%
+60,000
New +$1.26M
GIB icon
127
PUT
CGI
GIB
$13.9B
$1.57M 0.18%
+32,900
New +$1.55M
KHC icon
128
CALL
Kraft Heinz
KHC
$30.4B
$1.56M 0.17%
+17,400
New +$1.54M
MON
129
DELISTED
Monsanto Co
MON
$1.48M 0.17%
+14,500
New +$1.52M
NFLX icon
130
PUT
Netflix
NFLX
$292B
$1.48M 0.17%
+150,000
New +$1.43M
PFE icon
131
CALL
Pfizer
PFE
$140B
$1.45M 0.16%
45,217
– –
DE icon
132
PUT
Deere & Co
DE
$170B
$1.45M 0.16%
17,000
+3,000
+21% +$245K
IBB icon
133
CALL
iShares Biotechnology ETF
IBB
$9.31B
$1.45M 0.16%
+15,000
New +$1.43M
ITC
134
DELISTED
ITC HOLDINGS CORP
ITC
$1.39M 0.16%
30,000
– –
BALL icon
135
CALL
Ball Corp
BALL
$17B
$1.38M 0.15%
+33,600
New +$1.28M
DUST icon
136
PUT
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$72.3M
$1.36M 0.15%
16
-1
-6% -$77.2K
XLNX
137
CALL
DELISTED
Xilinx Inc
XLNX
$1.36M 0.15%
+25,000
New +$1.28M
SCTY
138
DELISTED
SolarCity Corporation
SCTY
$1.34M 0.15%
+68,533
New +$1.54M
SKUL
139
DELISTED
SKULLCANDY INC
SKUL
$1.31M 0.15%
+207,296
New +$1.29M
LPX icon
140
PUT
Louisiana-Pacific
LPX
$5.2B
$1.22M 0.14%
65,000
-105,000
-62% -$2.03M
PANL icon
141
Pangaea Logistics
PANL
$501M
$1.15M 0.13%
460,264
-8,638
-2% -$21K
TRIP icon
142
CALL
TripAdvisor
TRIP
$1.59B
$1.14M 0.13%
+18,000
New +$1.16M
FLTX
143
DELISTED
Fleetmatics Group PLC
FLTX
$1.13M 0.13%
+18,876
New +$1.03M
RPXC
144
DELISTED
RPX Corporation
RPXC
$1.11M 0.12%
103,800
+1,096
+1% +$11.3K
DSKE
145
DELISTED
Daseke, Inc. Common Stock
DSKE
$1.11M 0.12%
113,172
– –
WPM icon
146
PUT
Wheaton Precious Metals
WPM
$50.6B
$1.08M 0.12%
+40,000
New +$1.1M
BAC icon
147
CALL
Bank of America
BAC
$435B
$1.08M 0.12%
+69,000
New +$1.03M
DLTR icon
148
Dollar Tree
DLTR
$23.1B
$1.05M 0.12%
13,348
+10,000
+299% +$900K
TXN icon
149
PUT
Texas Instruments
TXN
$255B
$1.05M 0.12%
+15,000
New +$1.02M
BRQS
150
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$1.05M 0.12%
533
+287
+117% +$562K
4 5
6
7 8

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K2 Principal Fund's Q3 2016 Portfolio in Review

As of Q3 2016, K2 Principal Fund held 388 positions worth $892M, up 18% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund deployed $76.1M of net new capital in Q3 2016, opening 139 new positions and adding to 53 existing holdings. Its largest new stake was Alphabet (Google) Class C: 410,620 shares worth $16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Permian Resources, an estimated $4.76M trimmed.

  • K2 Principal Fund's largest Q3 2016 buy was Alphabet (Google) Class C: 410,620 shares worth $16M.
  • K2 Principal Fund added most to Yahoo Inc in Q3 2016, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2016 reduction was Permian Resources, cutting an estimated $4.76M.
  • K2 Principal Fund fully exited Alphabet (Google) Class A in Q3 2016, selling an estimated $30.2M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $892M portfolio in Q3 2016.
  • K2 Principal Fund opened 139 new positions and closed 111 in Q3 2016.
  • K2 Principal Fund's portfolio value rose 18% quarter-over-quarter to $892M.

Based on K2 Principal Fund's 13F filing for Q3 2016, filed 15 Nov 2016.