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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.04B
AUM Growth
-$251M
Cap. Flow
-$317M
Cap. Flow %
-30.46%
Top 10 Hldgs %
19.43%
Holding
449
New
137
Increased
69
Reduced
76
Closed
122

Top Buys

Rank Stock Value
1
NRCG
NRC Group Holdings Corp.
NRCG
+$11M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.9M
3
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
+$10.4M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.85M
5
CA
CA, Inc.
CA
+$8.12M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$25M
2
AABA
Altaba Inc
AABA
+$23.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.2M
4
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$10.4M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 8.83%
3 Industrials 5.23%
4 Communication Services 4.39%
5 Healthcare 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COBZ
101
DELISTED
CoBiz Financial,Inc
COBZ
$3.35M 0.32%
+151,124
New +$3.39M
LSXMA
102
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$3.28M 0.31%
104,444
-28,156
-21% -$945K
XCRA
103
DELISTED
Xcerra Corporation
XCRA
$3.11M 0.3%
+217,870
New +$3.09M
NFC.U
104
DELISTED
New Frontier Corporation Units, each consisting of one Class A Ordinary Share and one half of one Wa
NFC.U
$3.06M 0.29%
300,000
– –
LACQU
105
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$3M 0.29%
294,007
– –
FSAC
106
DELISTED
Federal Street Acquisition Corp. Common Stock
FSAC
$3M 0.29%
296,285
+231,485
+357% +$2.32M
OMAD.U
107
DELISTED
One Madison Corporation
OMAD.U
$2.92M 0.28%
281,866
-397,555
-59% -$4.08M
HYAC
108
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
$2.88M 0.28%
295,000
+45,000
+18% +$440K
DOTA
109
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
$2.87M 0.28%
283,093
– –
TBRGU
110
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$2.85M 0.27%
281,700
-443,300
-61% -$4.49M
LTRPA
111
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2.83M 0.27%
190,662
-182,783
-49% -$2.89M
JPM icon
112
JPMorgan Chase
JPM
$939B
$2.82M 0.27%
25,000
-7,500
-23% -$851K
STNLU
113
DELISTED
Sentinel Energy Services Inc. Unit
STNLU
$2.79M 0.27%
270,870
-24,900
-8% -$254K
VNOM icon
114
CALL
Viper Energy
VNOM
$8.81B
$2.74M 0.26%
+65,000
New +$2.39M
EAGLU
115
DELISTED
Platinum Eagle Acquisition Corp. Unit
EAGLU
$2.73M 0.26%
262,335
-324,971
-55% -$3.34M
SMH icon
116
CALL
VanEck Semiconductor ETF
SMH
$67.6B
$2.66M 0.26%
50,000
-47,400
-49% -$2.52M
LEXEA
117
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$2.63M 0.25%
55,900
+35,000
+167% +$1.64M
CECO icon
118
Ceco Environmental
CECO
$4.42B
$2.61M 0.25%
331,035
-27,039
-8% -$206K
ACEL icon
119
Accel Entertainment
ACEL
$979M
$2.61M 0.25%
259,000
-360,000
-58% -$3.62M
BRPAU
120
DELISTED
Big Rock Partners Acquisition Corp. Unit
BRPAU
$2.6M 0.25%
250,000
– –
VRT icon
121
Vertiv
VRT
$112B
$2.55M 0.24%
+261,314
New +$2.56M
FRMM
122
Forum Markets
FRMM
$75.7M
$2.52M 0.24%
66
– –
NXPI icon
123
PUT
NXP Semiconductors
NXPI
$68B
$2.52M 0.24%
29,500
-180,500
-86% -$17.3M
WEB
124
DELISTED
Web.com Group, Inc.
WEB
$2.46M 0.24%
+88,195
New +$2.38M
PERY
125
DELISTED
Perry Ellis International Inc
PERY
$2.46M 0.24%
+89,943
New +$2.52M
3 4
5
6 7

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LCG
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CCM
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K2 Principal Fund's Q3 2018 Portfolio in Review

As of Q3 2018, K2 Principal Fund held 449 positions worth $1.04B, down 19% from $1.29B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

K2 Principal Fund withdrew a net $317M in Q3 2018, closing 122 positions and reducing 76 holdings. Its most notable exit was Altaba Inc, an estimated $23.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

Against the trend, K2 Principal Fund opened a new position in Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of worth $10.5M.

  • K2 Principal Fund's largest Q3 2018 buy was Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of: 1,031,500 shares worth $10.5M.
  • K2 Principal Fund added most to NRC Group Holdings Corp. in Q3 2018, an estimated $11M increase.
  • K2 Principal Fund's biggest Q3 2018 reduction was NXP Semiconductors, cutting an estimated $25M.
  • K2 Principal Fund fully exited Altaba Inc in Q3 2018, selling an estimated $23.1M.
  • K2 Principal Fund's ten largest holdings make up 19% of its $1.04B portfolio in Q3 2018.
  • K2 Principal Fund opened 137 new positions and closed 122 in Q3 2018.
  • K2 Principal Fund's portfolio value fell 19% quarter-over-quarter to $1.04B.

Based on K2 Principal Fund's 13F filing for Q3 2018, filed 13 Nov 2018.