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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
101
Cardinal Health
CAH
$53.4B
$2.37M 0.22%
+32,900
New +$2.38M
META icon
102
CALL
Meta Platforms (Facebook)
META
$1.51T
$2.3M 0.22%
+20,000
New +$2.46M
NVLN
103
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$2.27M 0.21%
+269,536
New +$2.39M
CLC
104
DELISTED
Clarcor
CLC
$2.21M 0.21%
+26,850
New +$1.89M
RRGB icon
105
CALL
Red Robin
RRGB
$134M
$2.14M 0.2%
+38,000
New +$1.9M
INFO
106
DELISTED
IHS Markit Ltd. Common Shares
INFO
$2.13M 0.2%
60,176
– –
CHKP icon
107
CALL
Check Point Software Technologies
CHKP
$13.3B
$2.11M 0.2%
25,000
– –
AGN
108
CALL
DELISTED
Allergan plc
AGN
$2.1M 0.2%
10,000
-15,000
-60% -$3.11M
XELA
109
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$2.1M 0.2%
34
+17
+100% +$2.03M
VWO icon
110
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.09M 0.2%
+58,400
New +$2.14M
DUST icon
111
PUT
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$72.3M
$2.08M 0.2%
17
+1
+6% +$123K
VWO icon
112
PUT
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.93M 0.18%
+54,000
New +$1.98M
MXIM
113
CALL
DELISTED
Maxim Integrated Products
MXIM
$1.93M 0.18%
50,000
-10,000
-17% -$392K
MX icon
114
Magnachip Semiconductor
MX
$128M
$1.91M 0.18%
308,280
+196,438
+176% +$1.34M
LPX icon
115
PUT
Louisiana-Pacific
LPX
$5.2B
$1.89M 0.18%
100,000
+35,000
+54% +$667K
RRC icon
116
Range Resources
RRC
$9.11B
$1.89M 0.18%
+55,000
New +$1.97M
EWW icon
117
PUT
iShares MSCI Mexico ETF
EWW
$1.89B
$1.85M 0.17%
+42,000
New +$1.97M
OIBR.C
118
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$1.83M 0.17%
462,285
-53,804
-10% -$246K
SLG icon
119
CALL
SL Green Realty
SLG
$3.88B
$1.83M 0.17%
+17,561
New +$1.78M
CDE icon
120
CALL
Coeur Mining
CDE
$15.6B
$1.81M 0.17%
199,000
– –
IEA
121
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$1.79M 0.17%
+359,000
New +$3.47M
TQQQ icon
122
PUT
ProShares UltraPro QQQ
TQQQ
$31.1B
$1.78M 0.17%
672,000
-1,281,600
-66% -$3.35M
PANW icon
123
PUT
Palo Alto Networks
PANW
$264B
$1.75M 0.17%
+84,000
New +$2.01M
ISLE
124
DELISTED
Isle of Capri Casinos Inc
ISLE
$1.73M 0.16%
+70,000
New +$1.58M
META icon
125
Meta Platforms (Facebook)
META
$1.51T
$1.73M 0.16%
+15,000
New +$1.84M
3 4
5
6 7

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KGI
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SC
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WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.