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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$925M
AUM Growth
+$96.1M
Cap. Flow
-$40.2M
Cap. Flow %
-4.35%
Top 10 Hldgs %
15.68%
Holding
421
New
140
Increased
50
Reduced
44
Closed
117

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$20.8M
2
V icon
Visa
V
+$9.2M
3
SPCE icon
Virgin Galactic
SPCE
+$8.23M
4
AMD icon
Advanced Micro Devices
AMD
+$8M
5
QCOM icon
Qualcomm
QCOM
+$7.9M

Top Sells

Rank Stock Value
1
LLL
L3 Technologies, Inc.
LLL
+$8.64M
2
RHT
Red Hat Inc
RHT
+$8M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$7.86M
4
DFBHU
DFB Healthcare Acquisitions Corp. Unit
DFBHU
+$7.84M
5
CTOS icon
Custom Truck One Source
CTOS
+$6.52M

Sector Composition

Rank Sector Weight
1 Industrials 7.92%
2 Consumer Discretionary 6.81%
3 Technology 6.05%
4 Communication Services 4.25%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDB icon
76
MongoDB
MDB
$24B
$3.85M 0.42%
32,000
+14,500
+83% +$2.09M
APXTU
77
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$3.79M 0.41%
+371,405
New +$3.77M
CRM icon
78
PUT
Salesforce
CRM
$134B
$3.71M 0.4%
+25,000
New +$3.8M
DISCK
79
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3.67M 0.4%
148,903
-16,035
-10% -$433K
PVTL
80
DELISTED
Pivotal Software, Inc.
PVTL
$3.62M 0.39%
+242,425
New +$2.97M
KLAC icon
81
PUT
KLA
KLAC
$275B
$3.59M 0.39%
+225,000
New +$3.14M
DIS icon
82
Walt Disney
DIS
$165B
$3.5M 0.38%
+26,848
New +$3.71M
AVA icon
83
Avista
AVA
$3.47B
$3.45M 0.37%
71,307
+1,307
+2% +$60.7K
MSFT icon
84
Microsoft
MSFT
$2.84T
$3.45M 0.37%
+24,800
New +$3.41M
ZNGA
85
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$3.4M 0.37%
+583,800
New +$3.51M
EBAY icon
86
CALL
eBay
EBAY
$48.6B
$3.31M 0.36%
85,000
-145,000
-63% -$5.82M
VALE icon
87
PUT
Vale
VALE
$62.9B
$3.22M 0.35%
280,000
+140,000
+100% +$1.7M
FMCIU
88
DELISTED
Forum Merger II Corporation Unit
FMCIU
$3.21M 0.35%
299,600
– –
LACQU
89
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$3.13M 0.34%
294,007
– –
CRZO
90
DELISTED
Carrizo Oil & Gas Inc
CRZO
$3.13M 0.34%
+364,519
New +$3.33M
WCN
91
PUT
Waste Connections
WCN
$42.8B
$3.13M 0.34%
34,000
+15,400
+83% +$1.42M
FWONA icon
92
Liberty Media Series A
FWONA
$22.3B
$3.09M 0.33%
81,614
+49,784
+156% +$1.82M
WY icon
93
Weyerhaeuser
WY
$17.3B
$3.05M 0.33%
+110,000
New +$2.87M
EE
94
DELISTED
El Paso Electric Company
EE
$3.03M 0.33%
45,199
+19,732
+77% +$1.31M
NPAUU
95
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$3.03M 0.33%
+300,000
New +$3.01M
MX icon
96
Magnachip Semiconductor
MX
$128M
$2.99M 0.32%
294,871
+73,857
+33% +$776K
TYPE
97
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$2.97M 0.32%
+150,079
New +$2.85M
HPK icon
98
HighPeak Energy
HPK
$967M
$2.96M 0.32%
288,460
+2,321
+0.8% +$23.7K
LFACU
99
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$2.94M 0.32%
277,305
– –
CCX.U
100
DELISTED
Churchill Capital Corp II
CCX.U
$2.83M 0.31%
269,200
+900
+0.3% +$9.3K
2 3
4
5 6

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WIM
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LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q3 2019 Portfolio in Review

As of Q3 2019, K2 Principal Fund held 421 positions worth $925M, up 12% from $828M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

K2 Principal Fund withdrew a net $40.2M in Q3 2019, closing 117 positions and reducing 44 holdings. Its most notable exit was L3 Technologies, Inc., an estimated $8.64M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 7.9% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, K2 Principal Fund opened a new position in Amazon worth $19.5M.

  • K2 Principal Fund's largest Q3 2019 buy was Amazon: 224,300 shares worth $19.5M.
  • K2 Principal Fund added most to Virgin Galactic in Q3 2019, an estimated $8.23M increase.
  • K2 Principal Fund's biggest Q3 2019 reduction was LiveVox Holding, Inc. Unit, cutting an estimated $6.14M.
  • K2 Principal Fund fully exited L3 Technologies, Inc. in Q3 2019, selling an estimated $8.64M.
  • K2 Principal Fund's ten largest holdings make up 16% of its $925M portfolio in Q3 2019.
  • K2 Principal Fund opened 140 new positions and closed 117 in Q3 2019.
  • K2 Principal Fund's portfolio value rose 12% quarter-over-quarter to $925M.

Based on K2 Principal Fund's 13F filing for Q3 2019, filed 15 Nov 2019.