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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLRE
51
DELISTED
KLR Energy Acquisition Corp
KLRE
$5.96M 0.56%
1,006,742
+505,540
+101% +$5.15M
HACK icon
52
PUT
Amplify Cybersecurity ETF
HACK
$2.63B
$5.95M 0.56%
+225,000
New +$6.07M
RIO icon
53
PUT
Rio Tinto
RIO
$148B
$5.87M 0.55%
152,500
+132,500
+663% +$4.86M
AWH
54
DELISTED
Allied World Assurance Co Hld Lt
AWH
$5.82M 0.55%
+108,325
New +$4.97M
PHM icon
55
CALL
Pultegroup
PHM
$24.5B
$5.66M 0.53%
308,000
+283,000
+1,132% +$5.37M
PHM icon
56
Pultegroup
PHM
$24.5B
$5.55M 0.52%
302,035
+197,873
+190% +$3.76M
BFH icon
57
Bread Financial
BFH
$4.21B
$5.48M 0.52%
30,072
+11,277
+60% +$1.96M
TRP icon
58
TC Energy
TRP
$73.5B
$5.45M 0.51%
+120,600
New +$5.48M
FXI icon
59
PUT
iShares China Large-Cap ETF
FXI
$4.31B
$5.38M 0.51%
155,000
+139,000
+869% +$5.12M
DCH
60
PUT
Dauch Corp
DCH
$1.3B
$5.33M 0.5%
+276,000
New +$4.68M
AGU
61
DELISTED
Agrium
AGU
$5.02M 0.47%
49,958
+5,256
+12% +$507K
TSLA icon
62
PUT
Tesla
TSLA
$1.24T
$5.02M 0.47%
352,500
+322,500
+1,075% +$4.24M
SCACU
63
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
$4.68M 0.44%
450,000
– –
PANW icon
64
Palo Alto Networks
PANW
$264B
$4.59M 0.43%
220,200
+70,200
+47% +$1.68M
XLF icon
65
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.42M 0.42%
190,100
-300,000
-61% -$6.44M
BWA icon
66
PUT
BorgWarner
BWA
$13.2B
$4.1M 0.39%
118,144
+20,448
+21% +$659K
MACQU
67
DELISTED
M I Acquisitions, Inc. Unit
MACQU
$4.06M 0.38%
400,000
– –
FG
68
DELISTED
FGL Holdings Ordinary Shares
FG
$3.97M 0.37%
400,000
– –
GTYHU
69
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
$3.96M 0.37%
+377,260
New +$3.85M
EGAS
70
DELISTED
Gas Natural Inc.
EGAS
$3.91M 0.37%
311,459
+175,917
+130% +$2.13M
CF icon
71
PUT
CF Industries
CF
$19.2B
$3.7M 0.35%
+117,600
New +$3.16M
TMH
72
DELISTED
Team Health Holdings Inc
TMH
$3.68M 0.35%
+84,663
New +$3.5M
DBD
73
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$3.65M 0.34%
145,000
+5,000
+4% +$118K
WM icon
74
PUT
Waste Management
WM
$95.9B
$3.62M 0.34%
51,000
+37,000
+264% +$2.47M
DELL icon
75
Dell
DELL
$283B
$3.61M 0.34%
234,026
-3,232
-1% -$46.3K
1 2
3
4 5

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KGI
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SC
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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.