K2 Principal Fund’s Dell DELL Stock Holding History

K2 Principal Fund’s Portfolio DELL Stock Details DELL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-32,191	Closed	-$838K	–	248
2019 Q4	$838K	Buy	32,191 +22,326	+226%	+$581K	0.07%	218
2019 Q3	$259K	Sell	9,865 -154,559	-94%	-$4.1M	0.03%	260
2019 Q2	$4.23M	Buy	164,424 +66,995	+69%	+$2.09M	0.51%	62
2019 Q1	$2.9M	Sell	97,429 -17,609	-15%	-$464K	0.37%	89
2018 Q4	$2.85M	Sell	115,038 -224,250	-66%	-$6.14M	0.43%	85
2018 Q3	$9.25M	Sell	339,288 -141,749	-29%	-$3.78M	0.89%	19
2018 Q2	$11.4M	Hold	481,037	–	–	0.88%	22
2018 Q1	$9.88M	Buy	481,037 +86,975	+22%	+$1.87M	0.56%	39
2017 Q4	$8.99M	Buy	394,062 +190,729	+94%	+$4.32M	0.65%	41
2017 Q3	$4.41M	Sell	203,333 -368,039	-64%	-$7.09M	0.29%	81
2017 Q2	$9.8M	Buy	571,372 +164,821	+41%	+$3.02M	0.65%	37
2017 Q1	$7.31M	Buy	406,551 +172,525	+74%	+$3.01M	0.61%	41
2016 Q4	$3.61M	Sell	234,026 -3,232	-1%	-$46.3K	0.34%	78
2016 Q3	$3.18M	Buy	+237,258	New	+$3.22M	0.36%	78

Other funds holding DELL

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

K2 Principal Fund's DELL Position: Q1 2020 in Review

K2 Principal Fund sold out of Dell (DELL) in Q1 2020, closing a stake of 32,191 shares — an estimated $838K sold.

K2 Principal Fund first reported a position in DELL in Q3 2016 and held it in 14 quarters. The position peaked at $11.4M in Q2 2018. 528 funds tracked by Wall St. Rank hold DELL as of Q1 2020.

K2 Principal Fund reported no remaining Dell position as of Q1 2020 after selling out during the quarter.
K2 Principal Fund sold 32,191 Dell shares in Q1 2020, an estimated $838K.
K2 Principal Fund first reported a position in Dell in Q3 2016 and held it in 14 quarters.
K2 Principal Fund's Dell position peaked at $11.4M in Q2 2018.
528 funds tracked by Wall St. Rank held Dell as of Q1 2020.

Based on K2 Principal Fund's 13F filing for Q1 2020, filed 15 May 2020.