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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.93%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$892M
AUM Growth
+$133M
Cap. Flow
+$76.1M
Cap. Flow %
8.54%
Top 10 Hldgs %
27.8%
Holding
388
New
139
Increased
53
Reduced
52
Closed
111

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.6M
2
YHOO
Yahoo Inc
YHOO
+$11.1M
3
WWAV
The WhiteWave Foods Company
WWAV
+$10.8M
4
BMY icon
Bristol-Myers Squibb
BMY
+$10.2M
5
KLAC icon
KLA
KLAC
+$7.95M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$30.2M
2
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$18M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$14.1M
4
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$12.4M
5
CPXX
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
+$8.13M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Energy 4.6%
3 Communication Services 4.08%
4 Industrials 4.05%
5 Financials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LXK
51
DELISTED
Lexmark Intl Inc
LXK
$4.63M 0.52%
+115,982
New +$4.22M
RRGB icon
52
Red Robin
RRGB
$134M
$4.58M 0.51%
101,959
+947
+0.9% +$46.2K
COST icon
53
PUT
Costco
COST
$415B
$4.58M 0.51%
+30,000
New +$4.85M
VTRS icon
54
PUT
Viatris
VTRS
$20.1B
$4.57M 0.51%
119,900
-46,300
-28% -$2.06M
SCACU
55
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
$4.54M 0.51%
+450,000
New +$4.53M
WFC icon
56
Wells Fargo
WFC
$261B
$4.43M 0.5%
+100,000
New +$4.79M
VTAE
57
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
$4.36M 0.49%
+208,608
New +$2.4M
TLT icon
58
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$4.33M 0.49%
+31,500
New +$4.37M
PYPL icon
59
CALL
PayPal
PYPL
$49.5B
$4.3M 0.48%
105,000
-50,000
-32% -$1.92M
AGN
60
DELISTED
Allergan plc
AGN
$4.22M 0.47%
18,311
+13,892
+314% +$3.39M
IWM icon
61
CALL
iShares Russell 2000 ETF
IWM
$80.9B
$4.1M 0.46%
+33,000
New +$4.01M
NXPI icon
62
PUT
NXP Semiconductors
NXPI
$68B
$4.08M 0.46%
40,000
+20,000
+100% +$1.69M
AGU
63
DELISTED
Agrium
AGU
$4.05M 0.45%
+44,702
New +$4.11M
MACQU
64
DELISTED
M I Acquisitions, Inc. Unit
MACQU
$4.01M 0.45%
+400,000
New +$4.01M
PANW icon
65
Palo Alto Networks
PANW
$264B
$3.98M 0.45%
150,000
+102,000
+213% +$2.32M
FG
66
DELISTED
FGL Holdings Ordinary Shares
FG
$3.92M 0.44%
+400,000
New +$3.9M
LPX icon
67
CALL
Louisiana-Pacific
LPX
$5.2B
$3.86M 0.43%
+204,900
New +$3.97M
BGC icon
68
BGC Group
BGC
$5.58B
$3.81M 0.43%
676,686
-173,031
-20% -$988K
SHLD
69
PUT
DELISTED
Sears Holding Corporation
SHLD
$3.49M 0.39%
304,600
-10,000
-3% -$141K
DBD
70
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$3.47M 0.39%
+140,000
New +$3.72M
ELEC
71
DELISTED
Electrum Special Acquisition Corporation
ELEC
$3.37M 0.38%
342,697
– –
MSFT icon
72
Microsoft
MSFT
$2.84T
$3.26M 0.37%
56,581
-31,762
-36% -$1.79M
BFH icon
73
Bread Financial
BFH
$4.21B
$3.22M 0.36%
18,795
– –
DELL icon
74
Dell
DELL
$283B
$3.18M 0.36%
+237,258
New +$3.22M
CSRA
75
DELISTED
CSRA Inc.
CSRA
$3.09M 0.35%
115,000
-105,000
-48% -$2.71M
1 2
3
4 5

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K2 Principal Fund's Q3 2016 Portfolio in Review

As of Q3 2016, K2 Principal Fund held 388 positions worth $892M, up 18% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund deployed $76.1M of net new capital in Q3 2016, opening 139 new positions and adding to 53 existing holdings. Its largest new stake was Alphabet (Google) Class C: 410,620 shares worth $16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Permian Resources, an estimated $4.76M trimmed.

  • K2 Principal Fund's largest Q3 2016 buy was Alphabet (Google) Class C: 410,620 shares worth $16M.
  • K2 Principal Fund added most to Yahoo Inc in Q3 2016, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2016 reduction was Permian Resources, cutting an estimated $4.76M.
  • K2 Principal Fund fully exited Alphabet (Google) Class A in Q3 2016, selling an estimated $30.2M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $892M portfolio in Q3 2016.
  • K2 Principal Fund opened 139 new positions and closed 111 in Q3 2016.
  • K2 Principal Fund's portfolio value rose 18% quarter-over-quarter to $892M.

Based on K2 Principal Fund's 13F filing for Q3 2016, filed 15 Nov 2016.