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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$616M
AUM Growth
+$59.7M
Cap. Flow
+$81.3M
Cap. Flow %
13.18%
Top 10 Hldgs %
42.33%
Holding
252
New
79
Increased
37
Reduced
29
Closed
97

Top Buys

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.3M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$26.9M
3
THOR
THORATEC CORPORATION
THOR
+$23M
4
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17M
5
NYRT
New York REIT, Inc.
NYRT
+$12.6M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$36.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$33.1M
3
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$19.1M
4
MWV
MEADWESTVACO CORP
MWV
+$13.2M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 8.83%
2 Communication Services 7.98%
3 Technology 5.16%
4 Healthcare 2.84%
5 Real Estate 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
51
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$2.95M 0.48%
148,089
+11,391
+8% +$241K
COF icon
52
CALL
Capital One
COF
$124B
$2.9M 0.47%
+40,000
New +$3.21M
CY
53
CALL
DELISTED
Cypress Semiconductor
CY
$2.73M 0.44%
320,000
+160,000
+100% +$1.68M
WPM icon
54
PUT
Wheaton Precious Metals
WPM
$50.6B
$2.7M 0.44%
+225,000
New +$2.94M
DUST icon
55
CALL
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$72.3M
$2.64M 0.43%
+1
New +$3.48M
MSO
56
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$2.6M 0.42%
+436,517
New +$2.65M
PNK
57
DELISTED
Pinnacle Entertainment Inc.
PNK
$2.6M 0.42%
+76,758
New +$2.9M
WMT icon
58
CALL
Walmart Inc
WMT
$871B
$2.59M 0.42%
+120,000
New +$2.75M
BLK icon
59
Blackrock
BLK
$164B
$2.41M 0.39%
+8,093
New +$2.61M
ENVI
60
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
$2.34M 0.38%
+571,817
New +$1.33M
SLV icon
61
PUT
iShares Silver Trust
SLV
$28.1B
$2.29M 0.37%
+165,000
New +$2.35M
SHPG
62
DELISTED
Shire pic
SHPG
$2.22M 0.36%
10,800
+4,499
+71% +$1.07M
PYPL icon
63
CALL
PayPal
PYPL
$49.5B
$2.17M 0.35%
+70,000
New +$2.51M
VTRS icon
64
PUT
Viatris
VTRS
$20.1B
$2.03M 0.33%
+50,500
New +$2.82M
SMH icon
65
CALL
VanEck Semiconductor ETF
SMH
$67.6B
$2M 0.32%
+80,000
New +$2.04M
XELA
66
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$1.99M 0.32%
17
– –
TRTL
67
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$1.99M 0.32%
201,000
– –
QSR icon
68
CALL
Restaurant Brands International
QSR
$25.1B
$1.95M 0.32%
54,300
+16,000
+42% +$634K
WGO icon
69
Winnebago Industries
WGO
$870M
$1.87M 0.3%
97,508
-5,362
-5% -$114K
EGAS
70
DELISTED
Gas Natural Inc.
EGAS
$1.83M 0.3%
204,942
+46,521
+29% +$434K
JAZZ icon
71
Jazz Pharmaceuticals
JAZZ
$15.9B
$1.83M 0.3%
13,761
+12,163
+761% +$2.09M
ILMN icon
72
Illumina
ILMN
$29.4B
$1.83M 0.3%
10,678
+8,622
+419% +$1.74M
M icon
73
Macy's
M
$6.15B
$1.82M 0.3%
+35,500
New +$2.23M
AGN
74
DELISTED
Allergan plc
AGN
$1.71M 0.28%
6,302
-6,521
-51% -$2M
JNJ icon
75
Johnson & Johnson
JNJ
$635B
$1.65M 0.27%
17,700
-7,100
-29% -$687K
1 2
3
4 5

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K2 Principal Fund's Q3 2015 Portfolio in Review

As of Q3 2015, K2 Principal Fund held 252 positions worth $616M, up 11% from $557M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

K2 Principal Fund deployed $81.3M of net new capital in Q3 2015, opening 79 new positions and adding to 37 existing holdings. Its largest new stake was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Baker Hughes, an estimated $8.65M trimmed.

  • K2 Principal Fund's largest Q3 2015 buy was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.
  • K2 Principal Fund added most to DEALERTRACK TECHNOLOGIES, INC. COM STK in Q3 2015, an estimated $26.9M increase.
  • K2 Principal Fund's biggest Q3 2015 reduction was Baker Hughes, cutting an estimated $8.65M.
  • K2 Principal Fund fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $36.5M.
  • K2 Principal Fund's ten largest holdings make up 42% of its $616M portfolio in Q3 2015.
  • K2 Principal Fund opened 79 new positions and closed 97 in Q3 2015.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $616M.

Based on K2 Principal Fund's 13F filing for Q3 2015, filed 13 Nov 2015.