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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$925M
AUM Growth
+$96.1M
Cap. Flow
-$40.2M
Cap. Flow %
-4.35%
Top 10 Hldgs %
15.68%
Holding
421
New
140
Increased
50
Reduced
44
Closed
117

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$20.8M
2
V icon
Visa
V
+$9.2M
3
SPCE icon
Virgin Galactic
SPCE
+$8.23M
4
AMD icon
Advanced Micro Devices
AMD
+$8M
5
QCOM icon
Qualcomm
QCOM
+$7.9M

Top Sells

Rank Stock Value
1
LLL
L3 Technologies, Inc.
LLL
+$8.64M
2
RHT
Red Hat Inc
RHT
+$8M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$7.86M
4
DFBHU
DFB Healthcare Acquisitions Corp. Unit
DFBHU
+$7.84M
5
CTOS icon
Custom Truck One Source
CTOS
+$6.52M

Sector Composition

Rank Sector Weight
1 Industrials 7.92%
2 Consumer Discretionary 6.81%
3 Technology 6.05%
4 Communication Services 4.25%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVH icon
26
CALL
PVH
PVH
$3.71B
$6.71M 0.73%
+76,000
New +$6.35M
GXGXU
27
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$6.51M 0.7%
637,994
-162,006
-20% -$1.64M
OSB
28
DELISTED
Norbord Inc.
OSB
$6.36M 0.69%
+200,300
New +$4.7M
VLDR
29
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$6.34M 0.69%
631,716
+100
+0% +$1K
XLNX
30
CALL
DELISTED
Xilinx Inc
XLNX
$6.23M 0.67%
65,000
+45,000
+225% +$4.92M
CCH.U
31
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$6.19M 0.67%
578,188
– –
NVDA icon
32
PUT
NVIDIA
NVDA
$5.01T
$6.09M 0.66%
+1,400,000
New +$5.89M
WBC
33
DELISTED
WABCO HOLDINGS INC.
WBC
$6.07M 0.66%
45,386
+19,386
+75% +$2.58M
HYACU
34
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$5.94M 0.64%
575,000
-25,000
-4% -$258K
ADSW
35
DELISTED
Advanced Disposal Services Inc
ADSW
$5.79M 0.63%
177,760
+47,863
+37% +$1.55M
SKYY icon
36
PUT
First Trust Cloud Computing ETF
SKYY
$2.74B
$5.78M 0.63%
102,500
+62,500
+156% +$3.62M
XLNX
37
DELISTED
Xilinx Inc
XLNX
$5.75M 0.62%
60,000
+48,000
+400% +$5.25M
BF.A icon
38
Brown-Forman Class A
BF.A
$12.3B
$5.68M 0.61%
95,009
+61,954
+187% +$3.53M
AGG icon
39
PUT
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.66M 0.61%
+50,000
New +$5.62M
GTEC icon
40
Greenland Technologies Holding
GTEC
$13.6M
$5.43M 0.59%
+524,164
New +$5.39M
NFH
41
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$5.25M 0.57%
+515,934
New +$5.25M
SCPE.U
42
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$5.17M 0.56%
+500,000
New +$5.15M
AMCIU
43
DELISTED
AMCI Acquisition Corp Unit
AMCIU
$5.17M 0.56%
500,000
– –
WCN
44
Waste Connections
WCN
$42.8B
$5.14M 0.56%
+42,253
New +$3.91M
CELG
45
DELISTED
Celgene Corp
CELG
$4.96M 0.54%
50,000
+10,000
+25% +$950K
HEI.A icon
46
HEICO Corp Class A
HEI.A
$35.4B
$4.92M 0.53%
50,525
-4,400
-8% -$466K
VSM
47
DELISTED
Versum Materials, Inc.
VSM
$4.89M 0.53%
92,393
+39,390
+74% +$2.05M
GRSHU
48
DELISTED
Gores Holdings III, Inc. Units
GRSHU
$4.8M 0.52%
455,046
– –
AMD icon
49
PUT
Advanced Micro Devices
AMD
$851B
$4.78M 0.52%
165,000
+25,000
+18% +$784K
THCAU
50
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
$4.77M 0.52%
+475,000
New +$4.77M
1
2
3 4 5

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K2 Principal Fund's Q3 2019 Portfolio in Review

As of Q3 2019, K2 Principal Fund held 421 positions worth $925M, up 12% from $828M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

K2 Principal Fund withdrew a net $40.2M in Q3 2019, closing 117 positions and reducing 44 holdings. Its most notable exit was L3 Technologies, Inc., an estimated $8.64M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 7.9% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, K2 Principal Fund opened a new position in Amazon worth $19.5M.

  • K2 Principal Fund's largest Q3 2019 buy was Amazon: 224,300 shares worth $19.5M.
  • K2 Principal Fund added most to Virgin Galactic in Q3 2019, an estimated $8.23M increase.
  • K2 Principal Fund's biggest Q3 2019 reduction was LiveVox Holding, Inc. Unit, cutting an estimated $6.14M.
  • K2 Principal Fund fully exited L3 Technologies, Inc. in Q3 2019, selling an estimated $8.64M.
  • K2 Principal Fund's ten largest holdings make up 16% of its $925M portfolio in Q3 2019.
  • K2 Principal Fund opened 140 new positions and closed 117 in Q3 2019.
  • K2 Principal Fund's portfolio value rose 12% quarter-over-quarter to $925M.

Based on K2 Principal Fund's 13F filing for Q3 2019, filed 15 Nov 2019.