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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.29%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.51B
AUM Growth
+$4.06M
Cap. Flow
-$85.8M
Cap. Flow %
-5.67%
Top 10 Hldgs %
29.14%
Holding
481
New
146
Increased
64
Reduced
66
Closed
164

Top Buys

Rank Stock Value
1
ACEL icon
Accel Entertainment
ACEL
+$11.7M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$11.5M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.1M
4
DGI
DigitalGlobe Inc.
DGI
+$10.3M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$9.87M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$21.1M
2
NEXT icon
NextDecade
NEXT
+$14.5M
3
WOOF
VCA Inc.
WOOF
+$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 10.79%
2 Communication Services 8.99%
3 Energy 5.74%
4 Materials 4.62%
5 Financials 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
26
PUT
NVIDIA
NVDA
$5.01T
$14.7M 0.98%
3,300,000
+1,860,000
+129% +$7.73M
T icon
27
CALL
AT&T
T
$165B
$13.2M 0.88%
447,777
+414,677
+1,253% +$11.8M
XLF icon
28
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$12.9M 0.85%
500,000
-135,000
-21% -$3.37M
SPY icon
29
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$12.6M 0.83%
50,000
-5,200
-9% -$1.28M
SNI
30
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$12M 0.8%
+140,000
New +$11.5M
ACEL icon
31
Accel Entertainment
ACEL
$979M
$11.8M 0.78%
+1,200,000
New +$11.7M
DBD
32
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$11.4M 0.75%
497,700
+437,600
+728% +$9.32M
SAVE
33
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
$11.2M 0.74%
+335,000
New +$13.4M
KITE
34
PUT
DELISTED
Kite Pharma, Inc.
KITE
$10.9M 0.72%
+60,500
New +$8.43M
T icon
35
PUT
AT&T
T
$165B
$10.7M 0.71%
361,187
-613,277
-63% -$17.4M
AMC icon
36
AMC Entertainment Holdings
AMC
$2.03B
$10.7M 0.7%
72,500
+52,000
+254% +$8.68M
AMC icon
37
CALL
AMC Entertainment Holdings
AMC
$2.03B
$10.3M 0.68%
70,000
+35,650
+104% +$5.95M
SPY icon
38
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$10M 0.66%
40,000
+5,000
+14% +$1.23M
AVCT
39
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$9.87M 0.65%
+68,020
New +$9.87M
MNK
40
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$9.72M 0.64%
+260,000
New +$10.3M
MS icon
41
CALL
Morgan Stanley
MS
$337B
$9.63M 0.64%
+200,000
New +$9.28M
LPX icon
42
CALL
Louisiana-Pacific
LPX
$5.2B
$9.42M 0.62%
347,700
+97,700
+39% +$2.49M
PRXL
43
DELISTED
Parexel International Corp
PRXL
$9.36M 0.62%
106,215
+100,215
+1,670% +$8.78M
NRCG
44
DELISTED
NRC Group Holdings Corp.
NRCG
$9.02M 0.6%
+915,000
New +$8.97M
DAL icon
45
CALL
Delta Air Lines
DAL
$55.9B
$8.63M 0.57%
+179,000
New +$8.92M
KITE
46
DELISTED
Kite Pharma, Inc.
KITE
$8.62M 0.57%
+47,940
New +$6.68M
XLNX
47
CALL
DELISTED
Xilinx Inc
XLNX
$8.61M 0.57%
+121,600
New +$7.94M
BMY icon
48
PUT
Bristol-Myers Squibb
BMY
$127B
$8.61M 0.57%
135,000
-144,000
-52% -$8.41M
LPX icon
49
Louisiana-Pacific
LPX
$5.2B
$8.26M 0.55%
305,000
-145,000
-32% -$3.7M
MON
50
DELISTED
Monsanto Co
MON
$8.18M 0.54%
68,300
+48,178
+239% +$5.67M
1
2
3 4 5

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K2 Principal Fund's Q3 2017 Portfolio in Review

As of Q3 2017, K2 Principal Fund held 481 positions worth $1.51B, up 0.27% from $1.51B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund withdrew a net $85.8M in Q3 2017, closing 164 positions and reducing 66 holdings. Its most notable exit was Mobileye N.V., an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Accel Entertainment worth $11.8M.

  • K2 Principal Fund's largest Q3 2017 buy was Accel Entertainment: 1,200,000 shares worth $11.8M.
  • K2 Principal Fund added most to Alphabet (Google) Class A in Q3 2017, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2017 reduction was Dell, cutting an estimated $7.09M.
  • K2 Principal Fund fully exited Mobileye N.V. in Q3 2017, selling an estimated $21.1M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.51B portfolio in Q3 2017.
  • K2 Principal Fund opened 146 new positions and closed 164 in Q3 2017.
  • K2 Principal Fund's portfolio value rose 0.27% quarter-over-quarter to $1.51B.

Based on K2 Principal Fund's 13F filing for Q3 2017, filed 9 Nov 2017.