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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
26
PUT
TC Energy
TRP
$73.5B
$9.72M 0.92%
+215,300
New +$9.78M
LPX icon
27
Louisiana-Pacific
LPX
$5.2B
$9.71M 0.92%
512,828
+109,771
+27% +$2.09M
SPY icon
28
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$9.39M 0.89%
42,000
+17,000
+68% +$3.71M
TWX
29
DELISTED
Time Warner Inc
TWX
$9.18M 0.87%
+95,054
New +$8.46M
NEXT icon
30
NextDecade
NEXT
$1.85B
$9.11M 0.86%
900,000
– –
TLT icon
31
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$8.94M 0.84%
75,000
+43,500
+138% +$5.45M
WFC icon
32
Wells Fargo
WFC
$261B
$8.82M 0.83%
160,000
+60,000
+60% +$3.02M
NFLX icon
33
PUT
Netflix
NFLX
$292B
$8.67M 0.82%
700,000
+550,000
+367% +$6.52M
C icon
34
CALL
Citigroup
C
$222B
$8.32M 0.79%
140,000
+85,000
+155% +$4.59M
NUGT icon
35
PUT
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$863M
$8.31M 0.78%
54,350
+27,190
+100% +$5.63M
BMY icon
36
Bristol-Myers Squibb
BMY
$127B
$8.16M 0.77%
139,690
-18,510
-12% -$1.01M
POT
37
CALL
DELISTED
Potash Corp Of Saskatchewan
POT
$7.39M 0.7%
408,500
-135,000
-25% -$2.34M
MSFT icon
38
Microsoft
MSFT
$2.84T
$7.39M 0.7%
118,881
+62,300
+110% +$3.75M
VTRS icon
39
PUT
Viatris
VTRS
$20.1B
$7.25M 0.68%
190,000
+70,100
+58% +$2.6M
MXIM
40
DELISTED
Maxim Integrated Products
MXIM
$7.15M 0.68%
185,414
+25,414
+16% +$997K
T icon
41
PUT
AT&T
T
$165B
$7.02M 0.66%
+218,460
New +$6.45M
KLAC icon
42
KLA
KLAC
$275B
$6.83M 0.65%
867,820
-1,332,180
-61% -$10.2M
XLU icon
43
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$6.8M 0.64%
280,000
-60,000
-18% -$1.43M
C icon
44
Citigroup
C
$222B
$6.54M 0.62%
110,000
+50,000
+83% +$2.7M
NYRT
45
DELISTED
New York REIT, Inc.
NYRT
$6.54M 0.62%
64,584
-84,438
-57% -$8.09M
HRMNU
46
DELISTED
Harmony Merger Corp. Unit
HRMNU
$6.18M 0.58%
+600,000
New +$6.24M
PR
47
Permian Resources
PR
$17.9B
$6.17M 0.58%
404,837
+93,570
+30% +$1.55M
RSG icon
48
PUT
Republic Services
RSG
$66.7B
$6.13M 0.58%
107,500
+94,400
+721% +$5.06M
SLG icon
49
PUT
SL Green Realty
SLG
$3.88B
$6.07M 0.57%
58,262
-24,379
-29% -$2.47M
RAD
50
DELISTED
Rite Aid Corporation
RAD
$6M 0.57%
36,385
+35,350
+3,415% +$5.34M
1
2
3 4 5

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WIM
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LCG
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CCM
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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.