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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.29%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.51B
AUM Growth
+$4.06M
Cap. Flow
-$85.8M
Cap. Flow %
-5.67%
Top 10 Hldgs %
29.14%
Holding
481
New
146
Increased
64
Reduced
66
Closed
164

Top Buys

Rank Stock Value
1
ACEL icon
Accel Entertainment
ACEL
+$11.7M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$11.5M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.1M
4
DGI
DigitalGlobe Inc.
DGI
+$10.3M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$9.87M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$21.1M
2
NEXT icon
NextDecade
NEXT
+$14.5M
3
WOOF
VCA Inc.
WOOF
+$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 10.79%
2 Communication Services 8.99%
3 Energy 5.74%
4 Materials 4.62%
5 Financials 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCN
401
Waste Connections
WCN
$42.8B
– –
-81,564
Closed -$5.25M
WPM icon
402
Wheaton Precious Metals
WPM
$50.6B
– –
-211,949
Closed -$4.17M
WY icon
403
Weyerhaeuser
WY
$17.3B
– –
-46,645
Closed -$1.56M
X
404
CALL
DELISTED
US Steel
X
– –
-65,000
Closed -$1.44M
XBI icon
405
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-280,000
Closed -$21.6M
XLF icon
406
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
– –
-325,000
Closed -$8.02M
XLF icon
407
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
– –
-400,000
Closed -$9.98M
CSCI
408
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
– –
-602
Closed -$60K
LGF.B
409
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-15,000
Closed -$394K
MRO
410
PUT
DELISTED
Marathon Oil Corporation
MRO
– –
-38,600
Closed -$457K
SAVE
411
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-63,584
Closed -$2.54M
BRQS
412
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
– –
-1,048
Closed -$2.01M
TWTR
413
DELISTED
Twitter, Inc.
TWTR
– –
-30,000
Closed -$536K
MNDT
414
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-134,900
Closed -$2.05M
XELA
415
DELISTED
Exela Technologies, Inc. Common Stock
XELA
– –
-17
Closed -$2.07M
TRIL
416
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-60,013
Closed -$264K
MXIM
417
CALL
DELISTED
Maxim Integrated Products
MXIM
– –
-50,000
Closed -$2.25M
KBLMR
418
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-508,600
Closed -$178K
MNK
419
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-30,000
Closed -$1.19M
GNC
420
PUT
DELISTED
GNC Holdings, Inc.
GNC
– –
-68,500
Closed -$577K
FG
421
DELISTED
FGL Holdings Ordinary Shares
FG
– –
-104,582
Closed -$1.18M
S
422
CALL
DELISTED
Sprint Corporation
S
– –
-438,800
Closed -$3.6M
PEGI
423
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-17,554
Closed -$418K
TPGH.U
424
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
– –
-1,200,000
Closed -$12.3M
CNACU
425
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
– –
-500,000
Closed -$5.07M
15 16
17
18 19

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2017 Portfolio in Review

As of Q3 2017, K2 Principal Fund held 481 positions worth $1.51B, up 0.27% from $1.51B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund withdrew a net $85.8M in Q3 2017, closing 164 positions and reducing 66 holdings. Its most notable exit was Mobileye N.V., an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Accel Entertainment worth $11.8M.

  • K2 Principal Fund's largest Q3 2017 buy was Accel Entertainment: 1,200,000 shares worth $11.8M.
  • K2 Principal Fund added most to Alphabet (Google) Class A in Q3 2017, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2017 reduction was Dell, cutting an estimated $7.09M.
  • K2 Principal Fund fully exited Mobileye N.V. in Q3 2017, selling an estimated $21.1M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.51B portfolio in Q3 2017.
  • K2 Principal Fund opened 146 new positions and closed 164 in Q3 2017.
  • K2 Principal Fund's portfolio value rose 0.27% quarter-over-quarter to $1.51B.

Based on K2 Principal Fund's 13F filing for Q3 2017, filed 9 Nov 2017.