We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+4.32%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.16B
AUM Growth
+$231M
Cap. Flow
+$84.3M
Cap. Flow %
7.29%
Top 10 Hldgs %
22.02%
Holding
453
New
149
Increased
59
Reduced
31
Closed
145

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$13M
2
MCD icon
McDonald's
MCD
+$8.66M
3
HPK icon
HighPeak Energy
HPK
+$8.13M
4
MMM icon
3M
MMM
+$7.73M
5
CISN
Cision Ltd. Ordinary Share
CISN
+$7.06M

Top Sells

Rank Stock Value
1
SPCE icon
Virgin Galactic
SPCE
+$21.4M
2
AMZN icon
Amazon
AMZN
+$19.5M
3
ACEL icon
Accel Entertainment
ACEL
+$11.1M
4
AMD icon
Advanced Micro Devices
AMD
+$10.3M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$9.97M

Sector Composition

Rank Sector Weight
1 Technology 5.52%
2 Industrials 4.77%
3 Consumer Discretionary 4.09%
4 Communication Services 3.98%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR.PRA
351
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-2,000
Closed -$2.28M
GSS
352
DELISTED
Golden Star Resources Ltd.
GSS
– –
-19,701
Closed -$75K
NFH
353
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
– –
-515,934
Closed -$5.25M
MXIM
354
DELISTED
Maxim Integrated Products
MXIM
– –
-30,000
Closed -$1.74M
GIX.RT
355
CALL
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
– –
-29,700
Closed -$9K
GIX.U
356
DELISTED
GigCapital2, Inc.
GIX.U
– –
-400,000
Closed -$4.12M
LACQW
357
CALL
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
– –
-35,400
Closed -$25K
BRPAR
358
CALL
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-340,332
Closed -$65K
APHA
359
DELISTED
Aphria Inc. Common Shares
APHA
– –
-25,200
Closed -$173K
LOACW
360
CALL
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
-657,746
Closed -$59K
ZAGG
361
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-50,000
Closed -$314K
OSB
362
DELISTED
Norbord Inc.
OSB
– –
-200,300
Closed -$6.36M
WPX
363
DELISTED
WPX Energy, Inc.
WPX
– –
-132,305
Closed -$1.4M
MFAC.U
364
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
– –
-441,992
Closed -$4.62M
LGC.WS
365
CALL
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
-47,620
Closed -$17K
CFFAW
366
CALL
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-877,541
Closed -$570K
ADSW
367
DELISTED
Advanced Disposal Services Inc
ADSW
– –
-177,760
Closed -$5.79M
DPHCW
368
CALL
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
– –
-15,533
Closed -$13K
FMCIW
369
CALL
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
-39,400
Closed -$23K
JFKKW
370
CALL
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
– –
-63,311
Closed -$25K
JFKKR
371
CALL
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
– –
-150,000
Closed -$64K
JFKKU
372
DELISTED
8i Enterprises Acquisition Corp Unit
JFKKU
– –
-214,000
Closed -$2.27M
PACK.WS
373
CALL
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
– –
-137,792
Closed -$103K
FPAC.WS
374
CALL
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
– –
-259,634
Closed -$312K
PACQW
375
CALL
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– –
-1,934,096
Closed -$2.03M
13 14
15
16 17

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q4 2019 Portfolio in Review

As of Q4 2019, K2 Principal Fund held 453 positions worth $1.16B, up 25% from $925M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

K2 Principal Fund deployed $84.3M of net new capital in Q4 2019, opening 149 new positions and adding to 59 existing holdings. Its largest new stake was 3M: 55,205 shares worth $8.14M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 6.1% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was PARTS iD, Inc., an estimated $8.01M trimmed.

  • K2 Principal Fund's largest Q4 2019 buy was 3M: 55,205 shares worth $8.14M.
  • K2 Principal Fund added most to Microsoft in Q4 2019, an estimated $13M increase.
  • K2 Principal Fund's biggest Q4 2019 reduction was PARTS iD, Inc., cutting an estimated $8.01M.
  • K2 Principal Fund fully exited Virgin Galactic in Q4 2019, selling an estimated $21.4M.
  • K2 Principal Fund's ten largest holdings make up 22% of its $1.16B portfolio in Q4 2019.
  • K2 Principal Fund opened 149 new positions and closed 145 in Q4 2019.
  • K2 Principal Fund's portfolio value rose 25% quarter-over-quarter to $1.16B.

Based on K2 Principal Fund's 13F filing for Q4 2019, filed 13 Feb 2020.