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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+4.32%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.16B
AUM Growth
+$231M
Cap. Flow
+$84.3M
Cap. Flow %
7.29%
Top 10 Hldgs %
22.02%
Holding
453
New
149
Increased
59
Reduced
31
Closed
145

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$13M
2
MCD icon
McDonald's
MCD
+$8.66M
3
HPK icon
HighPeak Energy
HPK
+$8.13M
4
MMM icon
3M
MMM
+$7.73M
5
CISN
Cision Ltd. Ordinary Share
CISN
+$7.06M

Top Sells

Rank Stock Value
1
SPCE icon
Virgin Galactic
SPCE
+$21.4M
2
AMZN icon
Amazon
AMZN
+$19.5M
3
ACEL icon
Accel Entertainment
ACEL
+$11.1M
4
AMD icon
Advanced Micro Devices
AMD
+$10.3M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$9.97M

Sector Composition

Rank Sector Weight
1 Technology 5.52%
2 Industrials 4.77%
3 Consumer Discretionary 4.09%
4 Communication Services 3.98%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USAS
326
Americas Gold and Silver
USAS
$1.28B
– –
-96,040
Closed -$684K
VLY icon
327
Valley National Bancorp
VLY
$7.95B
– –
-213,200
Closed -$2.32M
WCN
328
Waste Connections
WCN
$43.2B
– –
-42,253
Closed -$3.84M
WPM icon
329
PUT
Wheaton Precious Metals
WPM
$49.8B
– –
-75,000
Closed -$1.97M
WYNN icon
330
CALL
Wynn Resorts
WYNN
$10.3B
– –
-40,000
Closed -$4.35M
XOP icon
331
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.49B
– –
-8,750
Closed -$783K
ZBRA icon
332
Zebra Technologies
ZBRA
$12.7B
– –
-10,000
Closed -$2.06M
NESRW
333
CALL
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
– –
-863,281
Closed -$345K
SILV
334
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-21,300
Closed -$147K
GOEVW
335
CALL
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-50,000
Closed -$39K
CPE
336
CALL
DELISTED
Callon Petroleum Company
CPE
– –
-15,000
Closed -$651K
SPLK
337
DELISTED
Splunk Inc
SPLK
– –
-21,500
Closed -$2.82M
THWWW
338
CALL
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
– –
-354,225
Closed -$372K
NEPT
339
PUT
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
-179
Closed -$890K
ALYA
340
DELISTED
Alithya Group Inc Class A Subordinate Voting Shares
ALYA
– –
-347,477
Closed -$1.03M
LTRPA
341
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-116,159
Closed -$1.09M
KLR
342
DELISTED
Kaleyra, Inc.
KLR
– –
-56,913
Closed -$2.07M
PDCE
343
DELISTED
PDC Energy, Inc.
PDCE
– –
-79,804
Closed -$2.21M
RIDE
344
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-6,667
Closed -$982K
AVYA
345
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-12,100
Closed -$124K
AVYA
346
PUT
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-80,000
Closed -$818K
ZNGA
347
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-583,800
Closed -$3.4M
ZNGA
348
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-60,000
Closed -$349K
ALACW
349
CALL
DELISTED
Alberton Acquisition Corp Warrant
ALACW
– –
-233,800
Closed -$26K
ALACR
350
CALL
DELISTED
Alberton Acquisition Corp Rights
ALACR
– –
-270,000
Closed -$78K
12 13
14
15 16

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LCG
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SMA
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SCA
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K2 Principal Fund's Q4 2019 Portfolio in Review

As of Q4 2019, K2 Principal Fund held 453 positions worth $1.16B, up 25% from $925M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

K2 Principal Fund deployed $84.3M of net new capital in Q4 2019, opening 149 new positions and adding to 59 existing holdings. Its largest new stake was 3M: 55,205 shares worth $8.14M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 6.1% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was PARTS iD, Inc., an estimated $8.01M trimmed.

  • K2 Principal Fund's largest Q4 2019 buy was 3M: 55,205 shares worth $8.14M.
  • K2 Principal Fund added most to Microsoft in Q4 2019, an estimated $13M increase.
  • K2 Principal Fund's biggest Q4 2019 reduction was PARTS iD, Inc., cutting an estimated $8.01M.
  • K2 Principal Fund fully exited Virgin Galactic in Q4 2019, selling an estimated $21.4M.
  • K2 Principal Fund's ten largest holdings make up 22% of its $1.16B portfolio in Q4 2019.
  • K2 Principal Fund opened 149 new positions and closed 145 in Q4 2019.
  • K2 Principal Fund's portfolio value rose 25% quarter-over-quarter to $1.16B.

Based on K2 Principal Fund's 13F filing for Q4 2019, filed 13 Feb 2020.