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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
326
KLA
KLAC
$275B
– –
-867,820
Closed -$6.83M
LKQ icon
327
PUT
LKQ Corp
LKQ
$6.58B
– –
-19,200
Closed -$588K
LLY icon
328
Eli Lilly
LLY
$1.07T
– –
-20,000
Closed -$1.47M
LPX icon
329
CALL
Louisiana-Pacific
LPX
$5.2B
– –
-50,000
Closed -$947K
LPX icon
330
PUT
Louisiana-Pacific
LPX
$5.2B
– –
-100,000
Closed -$1.89M
LUMN icon
331
CALL
Lumen
LUMN
$6.53B
– –
-35,000
Closed -$832K
META icon
332
CALL
Meta Platforms (Facebook)
META
$1.51T
– –
-20,000
Closed -$2.3M
META icon
333
Meta Platforms (Facebook)
META
$1.51T
– –
-15,000
Closed -$1.73M
META icon
334
PUT
Meta Platforms (Facebook)
META
$1.51T
– –
-2,500
Closed -$288K
MORN icon
335
CALL
Morningstar
MORN
$6.56B
– –
-13,900
Closed -$1.02M
MRK icon
336
Merck
MRK
$324B
– –
-12,576
Closed -$706K
MSFT icon
337
PUT
Microsoft
MSFT
$2.84T
– –
-9,000
Closed -$560K
MSI icon
338
CALL
Motorola Solutions
MSI
$69.4B
– –
-12,000
Closed -$995K
MX icon
339
Magnachip Semiconductor
MX
$128M
– –
-308,280
Closed -$1.91M
NUGT icon
340
CALL
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$863M
– –
-1,605
Closed -$245K
NUGT icon
341
PUT
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$863M
– –
-54,350
Closed -$8.31M
NVDA icon
342
NVIDIA
NVDA
$5.01T
– –
-384,000
Closed -$1.02M
NVDA icon
343
PUT
NVIDIA
NVDA
$5.01T
– –
-600,000
Closed -$1.6M
NXPI icon
344
PUT
NXP Semiconductors
NXPI
$68B
– –
-4,000
Closed -$392K
OIH icon
345
PUT
VanEck Oil Services ETF
OIH
$2.06B
– –
-750
Closed -$500K
PANW icon
346
PUT
Palo Alto Networks
PANW
$264B
– –
-84,000
Closed -$1.75M
PFE icon
347
CALL
Pfizer
PFE
$140B
– –
-8,432
Closed -$260K
PFE icon
348
Pfizer
PFE
$140B
– –
-17,075
Closed -$526K
PHM icon
349
Pultegroup
PHM
$24.5B
– –
-302,035
Closed -$6.51M
PSX icon
350
Phillips 66
PSX
$82.9B
– –
-7,000
Closed -$605K
12 13
14
15 16

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LCG
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CCM
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SCA
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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.