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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+0.34%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.76B
AUM Growth
+$374M
Cap. Flow
+$382M
Cap. Flow %
21.74%
Top 10 Hldgs %
31.81%
Holding
439
New
149
Increased
69
Reduced
61
Closed
124

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$16.8M
2
C icon
Citigroup
C
+$14.7M
3
MS icon
Morgan Stanley
MS
+$10.5M
4
COL
Rockwell Collins
COL
+$10.4M
5
OLED icon
Universal Display
OLED
+$9.85M

Top Sells

Rank Stock Value
1
WCN
Waste Connections
WCN
+$22.2M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$20.8M
3
BMY icon
Bristol-Myers Squibb
BMY
+$14.5M
4
MON
Monsanto Co
MON
+$11.4M
5
MGA icon
Magna International
MGA
+$9.16M

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Communication Services 6.12%
3 Financials 4.59%
4 Energy 2.92%
5 Industrials 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRLSR
301
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$21K ﹤0.01%
+41,026
New +$20.6K
LGC.WS
302
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$17K ﹤0.01%
+50,000
New +$18.8K
ATACR
303
DELISTED
Atlantic Acquisition Corp. Right
ATACR
$12K ﹤0.01%
23,470
-113,480
-83% -$57K
ADM icon
304
PUT
Archer Daniels Midland
ADM
$40.1B
– –
-200,000
Closed -$8.02M
ADSK icon
305
CALL
Autodesk
ADSK
$50.1B
– –
-15,000
Closed -$1.57M
ADSK icon
306
Autodesk
ADSK
$50.1B
– –
-7,500
Closed -$786K
ALLY icon
307
Ally Financial
ALLY
$13.4B
– –
-71,000
Closed -$2.07M
AMD icon
308
Advanced Micro Devices
AMD
$741B
– –
-225,000
Closed -$2.31M
AUPH icon
309
PUT
Aurinia Pharmaceuticals
AUPH
$1.92B
– –
-12,000
Closed -$54K
AVA icon
310
Avista
AVA
$3.46B
– –
-14,900
Closed -$767K
BABA icon
311
PUT
Alibaba
BABA
$276B
– –
-95,500
Closed -$16.5M
BLK icon
312
PUT
Blackrock
BLK
$170B
– –
-1,300
Closed -$668K
BMO icon
313
Bank of Montreal
BMO
$127B
– –
-15,000
Closed -$1.51M
BMY icon
314
CALL
Bristol-Myers Squibb
BMY
$130B
– –
-630,000
Closed -$38.6M
BMY icon
315
Bristol-Myers Squibb
BMY
$130B
– –
-236,696
Closed -$14.5M
BMY icon
316
PUT
Bristol-Myers Squibb
BMY
$130B
– –
-435,000
Closed -$26.7M
BBBY
317
Bed Bath & Beyond
BBBY
$503M
– –
-25,716
Closed -$1.24M
CAKE icon
318
CALL
Cheesecake Factory
CAKE
$4.42B
– –
-26,900
Closed -$1.3M
CCL icon
319
PUT
Carnival Corporation Ltd
CCL
$38.7B
– –
-33,700
Closed -$2.24M
CMCSA icon
320
CALL
Comcast
CMCSA
$85.8B
– –
-45,000
Closed -$1.8M
CSX icon
321
CALL
CSX Corp
CSX
$94.2B
– –
-360,000
Closed -$6.6M
CSX icon
322
CSX Corp
CSX
$94.2B
– –
-79,272
Closed -$1.45M
CUBE icon
323
CubeSmart
CUBE
$9.62B
– –
-10,000
Closed -$289K
DAL icon
324
CALL
Delta Air Lines
DAL
$58.8B
– –
-50,000
Closed -$2.8M
DLTR icon
325
PUT
Dollar Tree
DLTR
$24.4B
– –
-33,200
Closed -$3.56M
11 12
13
14 15

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SC
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WIM
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LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q1 2018 Portfolio in Review

As of Q1 2018, K2 Principal Fund held 439 positions worth $1.76B, up 27% from $1.38B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

K2 Principal Fund deployed $382M of net new capital in Q1 2018, opening 149 new positions and adding to 69 existing holdings. Its largest new stake was Citigroup: 195,000 shares worth $13.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $20.8M trimmed.

  • K2 Principal Fund's largest Q1 2018 buy was Citigroup: 195,000 shares worth $13.2M.
  • K2 Principal Fund added most to Aetna Inc in Q1 2018, an estimated $16.8M increase.
  • K2 Principal Fund's biggest Q1 2018 reduction was Alphabet (Google) Class A, cutting an estimated $20.8M.
  • K2 Principal Fund fully exited Waste Connections in Q1 2018, selling an estimated $22.2M.
  • K2 Principal Fund's ten largest holdings make up 32% of its $1.76B portfolio in Q1 2018.
  • K2 Principal Fund opened 149 new positions and closed 124 in Q1 2018.
  • K2 Principal Fund's portfolio value rose 27% quarter-over-quarter to $1.76B.

Based on K2 Principal Fund's 13F filing for Q1 2018, filed 14 May 2018.