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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.93%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$892M
AUM Growth
+$133M
Cap. Flow
+$76.1M
Cap. Flow %
8.54%
Top 10 Hldgs %
27.8%
Holding
388
New
139
Increased
53
Reduced
52
Closed
111

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.6M
2
YHOO
Yahoo Inc
YHOO
+$11.1M
3
WWAV
The WhiteWave Foods Company
WWAV
+$10.8M
4
BMY icon
Bristol-Myers Squibb
BMY
+$10.2M
5
KLAC icon
KLA
KLAC
+$7.95M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$30.2M
2
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$18M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$14.1M
4
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$12.4M
5
CPXX
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
+$8.13M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Energy 4.6%
3 Communication Services 4.08%
4 Industrials 4.05%
5 Financials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
276
Franklin Resources
BEN
$16.9B
– –
-18,948
Closed -$632K
BLK icon
277
CALL
Blackrock
BLK
$164B
– –
-103,900
Closed -$8.65M
BLK icon
278
PUT
Blackrock
BLK
$164B
– –
-927,000
Closed -$42.1M
BX icon
279
CALL
Blackstone
BX
$104B
– –
-49,400
Closed -$1.21M
BX icon
280
Blackstone
BX
$104B
– –
-9,384
Closed -$230K
BYD icon
281
Boyd Gaming
BYD
$6.47B
– –
-26,600
Closed -$489K
CEF icon
282
Sprott Physical Gold and Silver Trust
CEF
$7.43B
– –
-10,106
Closed -$138K
CLB icon
283
Core Laboratories
CLB
$538M
– –
-15,926
Closed -$1.97M
CVS icon
284
CALL
CVS Health
CVS
$137B
– –
-30,000
Closed -$2.87M
DAL icon
285
CALL
Delta Air Lines
DAL
$55.9B
– –
-20,000
Closed -$728K
DKS icon
286
Dick's Sporting Goods
DKS
$18.4B
– –
-12,711
Closed -$573K
DVN icon
287
Devon Energy
DVN
$51.9B
– –
-50,000
Closed -$1.81M
GLPI icon
288
Gaming and Leisure Properties
GLPI
$12.8B
– –
-8,683
Closed -$299K
GLPI icon
289
PUT
Gaming and Leisure Properties
GLPI
$12.8B
– –
-7,000
Closed -$241K
GM icon
290
PUT
General Motors
GM
$74.7B
– –
-19,000
Closed -$538K
GOOGL icon
291
Alphabet (Google) Class A
GOOGL
$3.91T
– –
-772,000
Closed -$30.2M
BRSL
292
CALL
Brightstar Lottery PLC
BRSL
$1.91B
– –
-51,000
Closed -$956K
BRSL
293
PUT
Brightstar Lottery PLC
BRSL
$1.91B
– –
-16,000
Closed -$300K
LMB icon
294
Limbach Holdings
LMB
$867M
– –
-24,539
Closed -$227K
MDLZ icon
295
CALL
Mondelez International
MDLZ
$77.7B
– –
-55,000
Closed -$2.5M
MDLZ icon
296
PUT
Mondelez International
MDLZ
$77.7B
– –
-80,000
Closed -$3.64M
MGA icon
297
Magna International
MGA
$17.9B
– –
-6,000
Closed -$236K
MRVL icon
298
CALL
Marvell Technology
MRVL
$174B
– –
-40,000
Closed -$381K
NG icon
299
PUT
NovaGold Resources
NG
$2.6B
– –
-40,300
Closed -$247K
QSR icon
300
PUT
Restaurant Brands International
QSR
$25.1B
– –
-5,000
Closed -$208K
10 11
12
13 14

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2016 Portfolio in Review

As of Q3 2016, K2 Principal Fund held 388 positions worth $892M, up 18% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund deployed $76.1M of net new capital in Q3 2016, opening 139 new positions and adding to 53 existing holdings. Its largest new stake was Alphabet (Google) Class C: 410,620 shares worth $16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Permian Resources, an estimated $4.76M trimmed.

  • K2 Principal Fund's largest Q3 2016 buy was Alphabet (Google) Class C: 410,620 shares worth $16M.
  • K2 Principal Fund added most to Yahoo Inc in Q3 2016, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2016 reduction was Permian Resources, cutting an estimated $4.76M.
  • K2 Principal Fund fully exited Alphabet (Google) Class A in Q3 2016, selling an estimated $30.2M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $892M portfolio in Q3 2016.
  • K2 Principal Fund opened 139 new positions and closed 111 in Q3 2016.
  • K2 Principal Fund's portfolio value rose 18% quarter-over-quarter to $892M.

Based on K2 Principal Fund's 13F filing for Q3 2016, filed 15 Nov 2016.