KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+7.28%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$371M
AUM Growth
+$71M
Cap. Flow
-$23.4M
Cap. Flow %
-6.29%
Top 10 Hldgs %
27.38%
Holding
317
New
65
Increased
17
Reduced
11
Closed
57

Top Buys

1
GB
Global Blue Group Holding
GB
$12M
2
PFSI icon
PennyMac Financial
PFSI
$9.89M
3
CLOV icon
Clover Health Investments
CLOV
$6.18M
4
OPEN icon
Opendoor
OPEN
$6.16M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$6.06M

Top Sells

1
UTZ icon
Utz Brands
UTZ
$8.28M
2
AGN
Allergan plc
AGN
$8.21M
3
CCH.U
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$8.17M
4
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$5.56M
5
INSUU
Insurance Acquisition Corp. Unit
INSUU
$5.21M

Sector Composition

1 Financials 11.63%
2 Consumer Discretionary 7.59%
3 Technology 6.61%
4 Industrials 6.2%
5 Consumer Staples 5.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
USO icon
251
United States Oil Fund
USO
$959M
– –
0
– –
UTZ icon
252
Utz Brands
UTZ
$1.18B
– –
-809,783
Closed -$8.28M
VAC icon
253
Marriott Vacations Worldwide
VAC
$2.73B
– –
0
– –
VALE icon
254
Vale
VALE
$43.8B
– –
0
– –
VLO icon
255
Valero Energy
VLO
$48.3B
– –
0
– –
WGO icon
256
Winnebago Industries
WGO
$1.02B
– –
0
– –
WM icon
257
Waste Management
WM
$90.6B
– –
-6,415
Closed -$594K
X
258
DELISTED
US Steel
X
– –
0
– –
XLE icon
259
Energy Select Sector SPDR Fund
XLE
$27.2B
– –
0
– –
XLU icon
260
Utilities Select Sector SPDR Fund
XLU
$20.8B
– –
0
– –
ZG icon
261
Zillow
ZG
$19.6B
– –
-30,000
Closed -$1.02M
NESRW
262
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
– –
0
– –
GOEVW
263
DELISTED
Canoo Inc. Warrant
GOEVW
– –
0
– –
BROGW
264
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
– –
0
– –
CBAY
265
DELISTED
Cymabay Therapeutics
CBAY
– –
-83,099
Closed -$123K
AYX
266
DELISTED
Alteryx, Inc.
AYX
– –
-5,000
Closed -$476K
SPLK
267
DELISTED
Splunk Inc
SPLK
– –
-5,000
Closed -$631K
THWWW
268
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
– –
0
– –
TTCF
269
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-347,300
Closed -$3.57M
PHGE.WS
270
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
– –
0
– –
AVYA
271
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
– –
VLDR
272
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-15,933
Closed -$162K
THCAW
273
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
– –
0
– –
ECOLW
274
DELISTED
US Ecology, Inc. Warrant
ECOLW
– –
0
– –
ALACW
275
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
– –
0
– –
8 9 10
11
12