We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$925M
AUM Growth
+$96.1M
Cap. Flow
-$40.2M
Cap. Flow %
-4.35%
Top 10 Hldgs %
15.68%
Holding
421
New
140
Increased
50
Reduced
44
Closed
117

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$20.8M
2
V icon
Visa
V
+$9.2M
3
SPCE icon
Virgin Galactic
SPCE
+$8.23M
4
AMD icon
Advanced Micro Devices
AMD
+$8M
5
QCOM icon
Qualcomm
QCOM
+$7.9M

Top Sells

Rank Stock Value
1
LLL
L3 Technologies, Inc.
LLL
+$8.64M
2
RHT
Red Hat Inc
RHT
+$8M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$7.86M
4
DFBHU
DFB Healthcare Acquisitions Corp. Unit
DFBHU
+$7.84M
5
CTOS icon
Custom Truck One Source
CTOS
+$6.52M

Sector Composition

Rank Sector Weight
1 Industrials 7.92%
2 Consumer Discretionary 6.81%
3 Technology 6.05%
4 Communication Services 4.25%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSEW
251
CALL
DELISTED
Rosehill Resources Inc.
ROSEW
$156K 0.02%
+864,548
New +$212K
SILV
252
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$147K 0.02%
+21,300
New +$114K
TDAY
253
USA Today Co
TDAY
$1.27B
$142K 0.02%
+16,100
New +$147K
GSAH.WS
254
CALL
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$137K 0.01%
+101,020
New +$136K
PVT.WS
255
CALL
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$137K 0.01%
+107,200
New +$134K
DFBHW
256
CALL
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$137K 0.01%
+95,251
New +$136K
AVYA
257
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$124K 0.01%
+12,100
New +$142K
FSM icon
258
PUT
Fortuna Silver Mines
FSM
$2.55B
$113K 0.01%
+36,600
New +$134K
LHC.WS
259
CALL
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$111K 0.01%
+150,245
New +$131K
PACK.WS
260
CALL
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$103K 0.01%
+137,792
New +$115K
TIBRW
261
CALL
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$102K 0.01%
+172,600
New +$91.7K
NFC.WS
262
CALL
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
$100K 0.01%
+99,820
New +$105K
DDMXW
263
CALL
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$99K 0.01%
+292,100
New +$98.8K
GLACR
264
CALL
DELISTED
Greenland Acquisition Corporation Right
GLACR
$96K 0.01%
+159,464
New +$66.7K
ALACR
265
CALL
DELISTED
Alberton Acquisition Corp Rights
ALACR
$78K 0.01%
+270,000
New +$67.7K
GSS
266
DELISTED
Golden Star Resources Ltd.
GSS
$75K 0.01%
+19,701
New +$68.7K
BRPAR
267
CALL
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$65K 0.01%
+340,332
New +$64.3K
JFKKR
268
CALL
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$64K 0.01%
+150,000
New +$68.9K
LOACW
269
CALL
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$59K 0.01%
+657,746
New +$80.4K
GOEVW
270
CALL
DELISTED
Canoo Inc. Warrant
GOEVW
$39K ﹤0.01%
+50,000
New +$36.6K
STNLW
271
CALL
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$35K ﹤0.01%
+86,770
New +$42.8K
GLACW
272
CALL
DELISTED
Greenland Acquisition Corporation Warrant
GLACW
$34K ﹤0.01%
+175,964
New +$17.4K
ALACW
273
CALL
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$26K ﹤0.01%
+233,800
New +$29.8K
LACQW
274
CALL
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$25K ﹤0.01%
+35,400
New +$26.4K
JFKKW
275
CALL
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
$25K ﹤0.01%
+63,311
New +$22.1K
9 10
11
12 13

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q3 2019 Portfolio in Review

As of Q3 2019, K2 Principal Fund held 421 positions worth $925M, up 12% from $828M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

K2 Principal Fund withdrew a net $40.2M in Q3 2019, closing 117 positions and reducing 44 holdings. Its most notable exit was L3 Technologies, Inc., an estimated $8.64M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 7.9% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, K2 Principal Fund opened a new position in Amazon worth $19.5M.

  • K2 Principal Fund's largest Q3 2019 buy was Amazon: 224,300 shares worth $19.5M.
  • K2 Principal Fund added most to Virgin Galactic in Q3 2019, an estimated $8.23M increase.
  • K2 Principal Fund's biggest Q3 2019 reduction was LiveVox Holding, Inc. Unit, cutting an estimated $6.14M.
  • K2 Principal Fund fully exited L3 Technologies, Inc. in Q3 2019, selling an estimated $8.64M.
  • K2 Principal Fund's ten largest holdings make up 16% of its $925M portfolio in Q3 2019.
  • K2 Principal Fund opened 140 new positions and closed 117 in Q3 2019.
  • K2 Principal Fund's portfolio value rose 12% quarter-over-quarter to $925M.

Based on K2 Principal Fund's 13F filing for Q3 2019, filed 15 Nov 2019.