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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$925M
AUM Growth
+$96.1M
Cap. Flow
-$40.2M
Cap. Flow %
-4.35%
Top 10 Hldgs %
15.68%
Holding
421
New
140
Increased
50
Reduced
44
Closed
117

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$20.8M
2
V icon
Visa
V
+$9.2M
3
SPCE icon
Virgin Galactic
SPCE
+$8.23M
4
AMD icon
Advanced Micro Devices
AMD
+$8M
5
QCOM icon
Qualcomm
QCOM
+$7.9M

Top Sells

Rank Stock Value
1
LLL
L3 Technologies, Inc.
LLL
+$8.64M
2
RHT
Red Hat Inc
RHT
+$8M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$7.86M
4
DFBHU
DFB Healthcare Acquisitions Corp. Unit
DFBHU
+$7.84M
5
CTOS icon
Custom Truck One Source
CTOS
+$6.52M

Sector Composition

Rank Sector Weight
1 Industrials 7.92%
2 Consumer Discretionary 6.81%
3 Technology 6.05%
4 Communication Services 4.25%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALAC
226
DELISTED
Alberton Acquisition Corp
ALAC
$351K 0.04%
34,244
– –
ZNGA
227
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$349K 0.04%
+60,000
New +$361K
NESRW
228
CALL
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$345K 0.04%
+863,281
New +$438K
ROSE
229
DELISTED
Rosehill Resources Inc. Class A
ROSE
$334K 0.04%
190,165
-5,549
-3% -$12.7K
BROGR
230
CALL
DELISTED
Twelve Seas Investment Company Rights
BROGR
$333K 0.04%
+1,042,071
New +$336K
EQOS
231
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$328K 0.04%
+32,800
New +$327K
AYX
232
DELISTED
Alteryx Inc
AYX
$322K 0.03%
+3,000
New +$372K
GIG.RT
233
CALL
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$315K 0.03%
+353,670
New +$218K
ZAGG
234
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$314K 0.03%
+50,000
New +$323K
FPAC.WS
235
CALL
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$312K 0.03%
+259,634
New +$335K
TWLVW
236
CALL
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$288K 0.03%
+901,655
New +$288K
SRCI
237
CALL
DELISTED
SRC Energy Inc
SRCI
$280K 0.03%
+60,000
New +$271K
DELL icon
238
Dell
DELL
$237B
$259K 0.03%
9,865
-154,559
-94% -$4.1M
INTC icon
239
Intel
INTC
$430B
$258K 0.03%
5,000
-30,000
-86% -$1.48M
PBA icon
240
Pembina Pipeline
PBA
$29.3B
$244K 0.03%
+4,968
New +$184K
GIG.WS
241
CALL
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$216K 0.02%
+318,288
New +$99.5K
MCD icon
242
PUT
McDonald's
MCD
$197B
$215K 0.02%
+1,000
New +$214K
FRMM
243
Forum Markets
FRMM
$70M
$212K 0.02%
+5
New +$199K
WAIR
244
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$211K 0.02%
+19,150
New +$208K
GOOS
245
Canada Goose Holdings
GOOS
$893M
$210K 0.02%
+3,600
New +$150K
MX icon
246
CALL
Magnachip Semiconductor
MX
$115M
$209K 0.02%
20,600
-145,600
-88% -$1.53M
BMTX
247
DELISTED
BM Technologies, Inc.
BMTX
$201K 0.02%
19,873
– –
ALGR
248
DELISTED
Allegro Merger Corp
ALGR
$182K 0.02%
17,996
– –
APHA
249
DELISTED
Aphria Inc. Common Shares
APHA
$173K 0.02%
+25,200
New +$160K
TH icon
250
Target Hospitality
TH
$1.52B
$160K 0.02%
23,568
-256,273
-92% -$1.94M
8 9
10
11 12

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2019 Portfolio in Review

As of Q3 2019, K2 Principal Fund held 421 positions worth $925M, up 12% from $828M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

K2 Principal Fund withdrew a net $40.2M in Q3 2019, closing 117 positions and reducing 44 holdings. Its most notable exit was L3 Technologies, Inc., an estimated $8.64M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 7.9% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, K2 Principal Fund opened a new position in Amazon worth $19.5M.

  • K2 Principal Fund's largest Q3 2019 buy was Amazon: 224,300 shares worth $19.5M.
  • K2 Principal Fund added most to Virgin Galactic in Q3 2019, an estimated $8.23M increase.
  • K2 Principal Fund's biggest Q3 2019 reduction was LiveVox Holding, Inc. Unit, cutting an estimated $6.14M.
  • K2 Principal Fund fully exited L3 Technologies, Inc. in Q3 2019, selling an estimated $8.64M.
  • K2 Principal Fund's ten largest holdings make up 16% of its $925M portfolio in Q3 2019.
  • K2 Principal Fund opened 140 new positions and closed 117 in Q3 2019.
  • K2 Principal Fund's portfolio value rose 12% quarter-over-quarter to $925M.

Based on K2 Principal Fund's 13F filing for Q3 2019, filed 15 Nov 2019.