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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.04B
AUM Growth
-$251M
Cap. Flow
-$317M
Cap. Flow %
-30.46%
Top 10 Hldgs %
19.43%
Holding
449
New
137
Increased
69
Reduced
76
Closed
122

Top Buys

Rank Stock Value
1
NRCG
NRC Group Holdings Corp.
NRCG
+$11M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.9M
3
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
+$10.4M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.85M
5
CA
CA, Inc.
CA
+$8.12M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$25M
2
AABA
Altaba Inc
AABA
+$23.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.2M
4
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$10.4M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 8.83%
3 Industrials 5.23%
4 Communication Services 4.39%
5 Healthcare 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAACW
226
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$761K 0.07%
608,766
-50,100
-8% -$74K
UPBD icon
227
PUT
Upbound Group
UPBD
$1.2B
$719K 0.07%
+50,000
New +$735K
LSEA
228
DELISTED
Landsea Homes
LSEA
$717K 0.07%
+75,000
New +$720K
IPOA.WS
229
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
$711K 0.07%
664,590
+418,491
+170% +$632K
SIRI icon
230
SiriusXM
SIRI
$10.5B
$683K 0.07%
+10,800
New +$752K
STBZ
231
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$669K 0.06%
+22,152
New +$717K
LPX icon
232
CALL
Louisiana-Pacific
LPX
$5.19B
$662K 0.06%
25,000
-300,000
-92% -$8.55M
LPX icon
233
Louisiana-Pacific
LPX
$5.19B
$662K 0.06%
25,000
-325,000
-93% -$9.26M
ZG icon
234
Zillow
ZG
$7.32B
$660K 0.06%
+14,930
New +$781K
NWSA icon
235
News Corp Class A
NWSA
$14.8B
$658K 0.06%
+49,900
New +$700K
AKRX
236
CALL
DELISTED
Akorn Inc
AKRX
$649K 0.06%
50,000
+25,400
+103% +$417K
GOOS
237
PUT
Canada Goose Holdings
GOOS
$891M
$645K 0.06%
+10,000
New +$584K
REIS
238
DELISTED
Reis, Inc.
REIS
$641K 0.06%
+27,866
New +$599K
SUM
239
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$636K 0.06%
+35,595
New +$774K
LILAK icon
240
Liberty Latin America Class C
LILAK
$1.55B
$634K 0.06%
+35,928
New +$606K
ZOES
241
DELISTED
Zoe's Kitchen, Inc.
ZOES
$598K 0.06%
+47,000
New +$535K
MTECW
242
DELISTED
MTech Acquisition Corp. Warrant
MTECW
$570K 0.05%
385,295
+137,306
+55% +$136K
SMTC icon
243
Semtech
SMTC
$11.3B
$556K 0.05%
+10,000
New +$523K
TPGH.WS
244
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
$525K 0.05%
300,000
– –
LYB icon
245
LyondellBasell Industries
LYB
$18.9B
$513K 0.05%
+5,000
New +$547K
HYMC icon
246
Hycroft Mining Holding Corp
HYMC
$1.87B
$506K 0.05%
5,229
– –
PACK icon
247
Ranpak Holdings
PACK
$572M
$496K 0.05%
+51,000
New +$496K
BATRK icon
248
Atlanta Braves Holdings Series B
BATRK
$3.25B
$482K 0.05%
+17,678
New +$460K
UPBD icon
249
Upbound Group
UPBD
$1.2B
$478K 0.05%
+33,211
New +$488K
GTYHW
250
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$468K 0.04%
374,129
+248,376
+198% +$299K
8 9
10
11 12

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K2 Principal Fund's Q3 2018 Portfolio in Review

As of Q3 2018, K2 Principal Fund held 449 positions worth $1.04B, down 19% from $1.29B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

K2 Principal Fund withdrew a net $317M in Q3 2018, closing 122 positions and reducing 76 holdings. Its most notable exit was Altaba Inc, an estimated $23.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

Against the trend, K2 Principal Fund opened a new position in Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of worth $10.5M.

  • K2 Principal Fund's largest Q3 2018 buy was Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of: 1,031,500 shares worth $10.5M.
  • K2 Principal Fund added most to NRC Group Holdings Corp. in Q3 2018, an estimated $11M increase.
  • K2 Principal Fund's biggest Q3 2018 reduction was NXP Semiconductors, cutting an estimated $25M.
  • K2 Principal Fund fully exited Altaba Inc in Q3 2018, selling an estimated $23.1M.
  • K2 Principal Fund's ten largest holdings make up 19% of its $1.04B portfolio in Q3 2018.
  • K2 Principal Fund opened 137 new positions and closed 122 in Q3 2018.
  • K2 Principal Fund's portfolio value fell 19% quarter-over-quarter to $1.04B.

Based on K2 Principal Fund's 13F filing for Q3 2018, filed 13 Nov 2018.