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JR

John Rogers Ariel Investments

AUM $10B
1-Year Est. Return 42.59%
 

John W. Rogers Jr. is the founder of Ariel Investments, one of the best-known minority-owned investment firms in the United States. Ariel is associated with patient, value-oriented investing and a long-term “slow and steady” culture. Rogers is also a prominent voice on markets, corporate leadership, and inclusive capitalism.

This Fund
S&P 500
This Quarter Est. Return
-6%
1 Year Est. Return
+42.59%
3 Year Est. Return
+78.13%
5 Year Est. Return
+79.56%
10 Year Est. Return
+301.99%
AUM
$9.45B
AUM Growth
-$1.11B
Cap. Flow
-$368M
Cap. Flow %
-3.89%
Top 10 Hldgs %
25.89%
Holding
121
New
5
Increased
44
Reduced
61
Closed
6

Top Buys

Rank Stock Value
1
PBH icon
Prestige Consumer Healthcare
PBH
+$97.2M
2
CHKP icon
Check Point Software Technologies
CHKP
+$78M
3
LESL icon
Leslie's
LESL
+$55M
4
GNRC icon
Generac Holdings
GNRC
+$32.3M
5
CG icon
Carlyle Group
CG
+$29.6M

Top Sells

Rank Stock Value
1
BIDU icon
Baidu
BIDU
+$85.5M
2
PM icon
Philip Morris
PM
+$50.1M
3
GNTX icon
Gentex
GNTX
+$49.3M
4
BAP icon
Credicorp
BAP
+$49.3M
5
MSFT icon
Microsoft
MSFT
+$45.6M

Sector Composition

Rank Sector Weight
1 Financials 18.62%
2 Consumer Discretionary 17.94%
3 Industrials 16.63%
4 Communication Services 14.95%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
51
Gilead Sciences
GILD
$181B
$69.2M 0.73%
923,987
-215,344
-19% -$16.6M
NTAP icon
52
NetApp
NTAP
$37.7B
$68.2M 0.72%
899,155
+179,684
+25% +$13.9M
KN icon
53
Knowles
KN
$2.85B
$67.3M 0.71%
4,544,860
+7,542
+0.2% +$124K
SSD icon
54
Simpson Manufacturing
SSD
$7.74B
$63.5M 0.67%
423,898
-63,174
-13% -$9.61M
LIND icon
55
Lindblad Expeditions
LIND
$2.04B
$61M 0.65%
8,472,058
+995,293
+13% +$9.48M
CBRE icon
56
CBRE Group
CBRE
$44B
$59M 0.62%
799,373
-28,590
-3% -$2.37M
ITUB icon
57
Itaú Unibanco
ITUB
$82.4B
$54.6M 0.58%
11,512,728
-3,397,532
-23% -$16.9M
SCHW
58
Charles Schwab
SCHW
$194B
$54.6M 0.58%
993,749
-55,775
-5% -$3.37M
KMX icon
59
CarMax
KMX
$8.82B
$54.5M 0.58%
769,895
-29,674
-4% -$2.43M
BWA icon
60
BorgWarner
BWA
$13.8B
$51.4M 0.54%
1,274,443
-242,820
-16% -$10.3M
SWK icon
61
Stanley Black & Decker
SWK
$15.1B
$50.3M 0.53%
602,250
-6,766
-1% -$627K
KKR icon
62
KKR & Co
KKR
$97.4B
$50M 0.53%
810,986
-75,245
-8% -$4.57M
MTN icon
63
Vail Resorts
MTN
$5.45B
$48M 0.51%
216,369
+11,541
+6% +$2.74M
AFL icon
64
Aflac
AFL
$58.2B
$46.4M 0.49%
604,796
-6,224
-1% -$462K
DOX icon
65
Amdocs
DOX
$6.41B
$43.7M 0.46%
517,478
-104,432
-17% -$9.43M
KFY icon
66
Korn Ferry
KFY
$4.37B
$38.6M 0.41%
812,776
+9,776
+1% +$497K
BMY icon
67
Bristol-Myers Squibb
BMY
$137B
$37.9M 0.4%
652,959
-108,249
-14% -$6.63M
MIDD icon
68
Middleby
MIDD
$5.22B
$37.6M 0.4%
294,043
+3,625
+1% +$515K
NOV icon
69
NOV
NOV
$7.28B
$35.7M 0.38%
1,709,509
-17,174
-1% -$341K
DNB
70
DELISTED
Dun & Bradstreet
DNB
$35.5M 0.38%
3,557,872
+908,481
+34% +$10M
ZBH icon
71
Zimmer Biomet
ZBH
$19.3B
$35.5M 0.38%
316,706
+21,971
+7% +$2.79M
GCMG icon
72
GCM Grosvenor
GCMG
$839M
$34.4M 0.36%
4,433,730
+34,098
+0.8% +$265K
WBA
73
DELISTED
Walgreens Boots Alliance
WBA
$29.9M 0.32%
1,343,706
+84,924
+7% +$2.26M
KEYS icon
74
Keysight
KEYS
$53.8B
$28.4M 0.3%
214,284
-1,593
-0.7% -$236K
TAP icon
75
Molson Coors Class B
TAP
$8.01B
$26.8M 0.28%
421,123
-56,844
-12% -$3.7M
1 2
3
4 5

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John Rogers's Q3 2023 Portfolio in Review

As of Q3 2023, John Rogers held 121 positions worth $9.45B, down 11% from $10.6B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

John Rogers withdrew a net $368M in Q3 2023, closing 6 positions and reducing 61 holdings. Its most notable exit was New Oriental, an estimated $8.56M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, John Rogers opened a new position in Phinia Inc worth $3.7M.

  • John Rogers's largest Q3 2023 buy was Phinia Inc: 137,955 shares worth $3.7M.
  • John Rogers added most to Prestige Consumer Healthcare in Q3 2023, an estimated $97.2M increase.
  • John Rogers's biggest Q3 2023 reduction was Baidu, cutting an estimated $85.5M.
  • John Rogers fully exited New Oriental in Q3 2023, selling an estimated $8.56M.
  • John Rogers's ten largest holdings make up 26% of its $9.45B portfolio in Q3 2023.
  • John Rogers opened 5 new positions and closed 6 in Q3 2023.
  • John Rogers's portfolio value fell 11% quarter-over-quarter to $9.45B.

Based on Ariel Investments's 13F filing for Q3 2023, filed 14 Nov 2023.