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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIQ icon
176
Global X Artificial Intelligence & Technology ETF
AIQ
$11B
$803K 0.09%
16,255
+900
+6% +$41K
FIXD icon
177
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$803K 0.09%
18,066
-33,685
-65% -$1.48M
TIC
178
TIC Solutions Inc
TIC
$2.2B
$798K 0.09%
+59,919
New +$683K
VRT icon
179
Vertiv
VRT
$105B
$788K 0.09%
5,220
-610
-10% -$81.4K
JEPQ icon
180
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$40.9B
$786K 0.09%
13,671
+1,694
+14% +$94K
JIRE icon
181
JPMorgan International Research Enhanced Equity ETF
JIRE
$11.5B
$785K 0.09%
10,670
+3,231
+43% +$232K
SMMU icon
182
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$774K 0.09%
15,311
+279
+2% +$14.1K
IOO icon
183
iShares Global 100 ETF
IOO
$9.25B
$765K 0.08%
6,374
-4,685
-42% -$533K
EFG icon
184
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$763K 0.08%
6,702
-2,409
-26% -$268K
DSI icon
185
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$751K 0.08%
5,962
-52
-0.9% -$6.29K
IEMG icon
186
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$747K 0.08%
11,326
+1,545
+16% +$96.4K
DELL icon
187
Dell
DELL
$293B
$739K 0.08%
5,216
+525
+11% +$68.1K
QWLD
188
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$179M
$731K 0.08%
5,203
-3,411
-40% -$467K
FEZ icon
189
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$725K 0.08%
11,675
-16,797
-59% -$1.01M
YLDE icon
190
ClearBridge Dividend Strategy ESG ETF
YLDE
$169M
$721K 0.08%
13,205
-800
-6% -$42.5K
LLY icon
191
Eli Lilly
LLY
$1.06T
$720K 0.08%
943
-15
-2% -$11.2K
QCOM icon
192
Qualcomm
QCOM
$176B
$716K 0.08%
4,303
+21
+0.5% +$3.33K
VWO icon
193
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$708K 0.08%
13,074
+960
+8% +$49.5K
ANET icon
194
Arista Networks
ANET
$238B
$706K 0.08%
4,848
-280
-5% -$36.1K
NOC icon
195
Northrop Grumman
NOC
$81.2B
$700K 0.08%
1,148
-7
-0.6% -$3.97K
AVIG icon
196
Avantis Core Fixed Income ETF
AVIG
$1.96B
$699K 0.08%
16,619
+767
+5% +$32K
SPHD icon
197
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$693K 0.08%
14,011
-1,288
-8% -$62.8K
AOR icon
198
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$690K 0.08%
10,722
+2,651
+33% +$166K
ISRG icon
199
Intuitive Surgical
ISRG
$134B
$689K 0.08%
1,541
-112
-7% -$53.7K
SPMB icon
200
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
$670K 0.07%
29,862
+6,498
+28% +$144K
6 7
8
9 10

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PHS
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MAM
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KCM
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DAM
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MIA
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PWA
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.