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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBX icon
1626
Dropbox
DBX
$8.07B
$121 ﹤0.01%
+4
New +$114
HL icon
1627
Hecla Mining
HL
$11.8B
$121 ﹤0.01%
+10
New +$80
SPCE icon
1628
Virgin Galactic
SPCE
$415M
$120 ﹤0.01%
31
– –
CSQ icon
1629
Calamos Strategic Total Return Fund
CSQ
$3.37B
$116 ﹤0.01%
6
– –
BROS icon
1630
Dutch Bros
BROS
$8.96B
$105 ﹤0.01%
+2
New +$126
FLNA
1631
Filana Therapeutics
FLNA
$47.7M
$105 ﹤0.01%
36
– –
EXFY icon
1632
Expensify
EXFY
$224M
$102 ﹤0.01%
+55
New +$111
RUM icon
1633
RUM Group Inc
RUM
$1.7B
$101 ﹤0.01%
14
– –
PTON icon
1634
Peloton Interactive
PTON
$2.41B
$99 ﹤0.01%
11
– –
SILJ icon
1635
Amplify Junior Silver Miners ETF
SILJ
$3.95B
$92 ﹤0.01%
+4
New +$70
LOVE
1636
LoveSac
LOVE
$253M
$85 ﹤0.01%
+5
New +$93
ACB
1637
Aurora Cannabis
ACB
$178M
$83 ﹤0.01%
14
– –
GDV icon
1638
Gabelli Dividend & Income Trust
GDV
$2.67B
$81 ﹤0.01%
3
– –
AIFC
1639
AI Financial Corp
AIFC
$57.9M
$81 ﹤0.01%
+30
New +$180
VOTE icon
1640
TCW Transform 500 ETF
VOTE
$1.14B
$79 ﹤0.01%
1
– –
Z icon
1641
Zillow
Z
$7.59B
$77 ﹤0.01%
1
– –
BNT
1642
Brookfield Wealth Solutions
BNT
$12.2B
$68 ﹤0.01%
2
– –
KSS icon
1643
Kohl's
KSS
$2.16B
$62 ﹤0.01%
4
-89
-96% -$1.19K
HMC icon
1644
Honda
HMC
$41.2B
$39 ﹤0.01%
1
– –
NVCR icon
1645
NovoCure
NVCR
$2.01B
$39 ﹤0.01%
3
– –
IRBT
1646
DELISTED
iRobot
IRBT
$32 ﹤0.01%
+9
New +$35
BNED icon
1647
Barnes & Noble Education
BNED
$443M
$30 ﹤0.01%
3
– –
SFIX
1648
Stitch Fix
SFIX
$530M
$30 ﹤0.01%
7
– –
CVM icon
1649
CEL-SCI Corp
CVM
$25.7M
$28 ﹤0.01%
3
– –
BNKK
1650
Bonk Inc
BNKK
$8.56M
$27 ﹤0.01%
3
– –
64 65
66
67 68

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MAM
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KCM
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YL
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.