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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIDU icon
1501
Sidus Space
SIDU
$238M
$1.04K ﹤0.01%
1,000
– –
FG icon
1502
F&G Annuities & Life
FG
$3.55B
$1.03K ﹤0.01%
33
– –
NTSK
1503
Netskope Inc
NTSK
$6.33B
$1.02K ﹤0.01%
+45
New +$1.07K
KOF icon
1504
Coca-Cola Femsa
KOF
$22.9B
$997 ﹤0.01%
12
– –
UHAL icon
1505
U-Haul Holding Co
UHAL
$14.4B
$993 ﹤0.01%
17
– –
CLST icon
1506
Catalyst Bancorp
CLST
$68.6M
$986 ﹤0.01%
75
– –
RXO icon
1507
RXO
RXO
$3.52B
$984 ﹤0.01%
+64
New +$1.03K
SMFG icon
1508
Sumitomo Mitsui Financial
SMFG
$161B
$971 ﹤0.01%
58
– –
ITRN icon
1509
Ituran Location and Control
ITRN
$1.02B
$964 ﹤0.01%
27
+4
+17% +$151
SOBO
1510
South Bow Corp
SOBO
$7.49B
$961 ﹤0.01%
34
– –
MCO icon
1511
Moody's
MCO
$82.8B
$953 ﹤0.01%
2
– –
SPYI icon
1512
NEOS S&P 500 High Income ETF
SPYI
$11.3B
$951 ﹤0.01%
+18
New +$925
SONN
1513
DELISTED
Sonnet BioTherapeutics
SONN
$925 ﹤0.01%
+202
New +$896
CRBP icon
1514
Corbus Pharmaceuticals
CRBP
$177M
$923 ﹤0.01%
73
– –
IX icon
1515
ORIX
IX
$43.3B
$914 ﹤0.01%
35
– –
BOX icon
1516
Box
BOX
$4.65B
$904 ﹤0.01%
+28
New +$906
YUMC icon
1517
Yum China
YUMC
$16.5B
$902 ﹤0.01%
21
+18
+600% +$818
ZS icon
1518
Zscaler
ZS
$28.6B
$899 ﹤0.01%
3
– –
SE icon
1519
Sea Limited
SE
$70.3B
$894 ﹤0.01%
5
– –
MAIN icon
1520
Main Street Capital
MAIN
$5.44B
$890 ﹤0.01%
14
– –
VRRM icon
1521
Verra Mobility
VRRM
$720M
$889 ﹤0.01%
+36
New +$890
FNUC
1522
Frontier Nuclear and Minerals Inc
FNUC
$44.7M
$863 ﹤0.01%
+197
New +$804
FCOM icon
1523
Fidelity MSCI Communication Services Index ETF
FCOM
$1.79B
$854 ﹤0.01%
12
– –
BLMN icon
1524
Bloomin' Brands
BLMN
$944M
$839 ﹤0.01%
117
– –
PATH icon
1525
UiPath
PATH
$8.08B
$830 ﹤0.01%
62
– –
59 60
61
62 63

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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.