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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRGO icon
1326
Perrigo
PRGO
$1.75B
$3.21K ﹤0.01%
144
– –
EXC icon
1327
Exelon
EXC
$45.8B
$3.15K ﹤0.01%
70
– –
FDS icon
1328
Factset
FDS
$10.1B
$3.15K ﹤0.01%
11
– –
VRNT
1329
DELISTED
Verint Systems
VRNT
$3.14K ﹤0.01%
155
– –
DKS icon
1330
Dick's Sporting Goods
DKS
$19.2B
$3.11K ﹤0.01%
14
– –
MGA icon
1331
Magna International
MGA
$18.7B
$3.08K ﹤0.01%
65
– –
FGD icon
1332
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$3.02K ﹤0.01%
104
+1
+1% +$29
BRO icon
1333
Brown & Brown
BRO
$24B
$3K ﹤0.01%
+32
New +$3.12K
DAVE icon
1334
Dave Inc
DAVE
$3.94B
$2.99K ﹤0.01%
15
– –
BULL
1335
Webull Corp
BULL
$3.86B
$2.99K ﹤0.01%
+202
New +$2.88K
DVYE icon
1336
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$2.97K ﹤0.01%
100
+2
+2% +$59
GRBK icon
1337
Green Brick Partners
GRBK
$3.03B
$2.95K ﹤0.01%
40
– –
XYL icon
1338
Xylem
XYL
$28.3B
$2.95K ﹤0.01%
20
– –
EWC icon
1339
iShares MSCI Canada ETF
EWC
$6.48B
$2.93K ﹤0.01%
58
– –
AUPH icon
1340
Aurinia Pharmaceuticals
AUPH
$2.06B
$2.91K ﹤0.01%
263
– –
ROIV icon
1341
Roivant Sciences
ROIV
$25.8B
$2.81K ﹤0.01%
186
– –
EPP icon
1342
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$2.78K ﹤0.01%
54
– –
TOTL icon
1343
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$2.76K ﹤0.01%
68
– –
WRBY icon
1344
Warby Parker
WRBY
$3.26B
$2.76K ﹤0.01%
+100
New +$2.53K
BSCU icon
1345
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.68B
$2.71K ﹤0.01%
+160
New +$2.69K
BSCW icon
1346
Invesco BulletShares 2032 Corporate Bond ETF
BSCW
$1.52B
$2.7K ﹤0.01%
+129
New +$2.67K
MNKD icon
1347
MannKind Corp
MNKD
$1.26B
$2.69K ﹤0.01%
+500
New +$2.19K
GGN
1348
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$2.68K ﹤0.01%
520
– –
BLV icon
1349
Vanguard Long-Term Bond ETF
BLV
$5.69B
$2.65K ﹤0.01%
37
+1
+3% +$69
MJ icon
1350
Amplify Alternative Harvest ETF
MJ
$105M
$2.63K ﹤0.01%
70
– –
52 53
54
55 56

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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.