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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOA icon
1276
BlackRock ETF Trust II iShares AAA CLO Active ETF
CLOA
$2.26B
$4.36K ﹤0.01%
83
+1
+1% +$52
BKR icon
1277
Baker Hughes
BKR
$63.6B
$4.34K ﹤0.01%
89
– –
MMT
1278
Aberdeen Multi-Market Income Fund
MMT
$242M
$4.3K ﹤0.01%
900
– –
STX icon
1279
Seagate
STX
$182B
$4.25K ﹤0.01%
18
– –
ETG
1280
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
$4.23K ﹤0.01%
200
– –
RF icon
1281
Regions Financial
RF
$26.8B
$4.22K ﹤0.01%
160
– –
NTR icon
1282
Nutrien
NTR
$31.6B
$4.17K ﹤0.01%
71
– –
GWH icon
1283
ESS Tech
GWH
$17.1M
$4.13K ﹤0.01%
2,720
+13
+0.5% +$21
ALAB icon
1284
Astera Labs
ALAB
$55B
$4.11K ﹤0.01%
21
– –
FWDI
1285
Forward Industries Inc
FWDI
$313M
$4.09K ﹤0.01%
+160
New +$2.64K
SHYM
1286
iShares Short Duration High Yield Muni Active ETF
SHYM
$814M
$4.04K ﹤0.01%
181
+45
+33% +$997
TD icon
1287
Toronto Dominion Bank
TD
$200B
$4K ﹤0.01%
50
– –
CNDT icon
1288
Conduent
CNDT
$242M
$3.98K ﹤0.01%
1,423
– –
NI icon
1289
NiSource
NI
$20B
$3.98K ﹤0.01%
92
– –
RWO icon
1290
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$3.98K ﹤0.01%
87
– –
APTV icon
1291
Aptiv
APTV
$10.3B
$3.97K ﹤0.01%
46
– –
BGS icon
1292
B&G Foods
BGS
$276M
$3.92K ﹤0.01%
884
– –
LYG icon
1293
Lloyds Banking Group
LYG
$89B
$3.91K ﹤0.01%
861
– –
IXJ icon
1294
iShares Global Healthcare ETF
IXJ
$4.24B
$3.9K ﹤0.01%
44
– –
PR
1295
Permian Resources
PR
$17.8B
$3.84K ﹤0.01%
300
– –
HRL icon
1296
Hormel Foods
HRL
$13.6B
$3.83K ﹤0.01%
155
– –
WH icon
1297
Wyndham Hotels & Resorts
WH
$5.29B
$3.83K ﹤0.01%
48
– –
WK icon
1298
Workiva
WK
$3.66B
$3.79K ﹤0.01%
44
– –
AGZD icon
1299
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$3.73K ﹤0.01%
166
– –
KRE icon
1300
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$3.73K ﹤0.01%
59
– –
50 51
52
53 54

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MAM
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KCM
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DAM
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YL
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.