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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
1226
Conagra Brands
CAG
$7.12B
$5.77K ﹤0.01%
315
– –
QQQX icon
1227
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.51B
$5.77K ﹤0.01%
210
– –
FNDE icon
1228
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10B
$5.75K ﹤0.01%
159
– –
SEZL
1229
Sezzle
SEZL
$4.26B
$5.73K ﹤0.01%
+72
New +$8.27K
RIG icon
1230
Transocean
RIG
$6.51B
$5.71K ﹤0.01%
1,830
– –
DLB icon
1231
Dolby
DLB
$5.78B
$5.7K ﹤0.01%
78
– –
RITM icon
1232
Rithm Capital
RITM
$5.74B
$5.7K ﹤0.01%
500
– –
MSGS icon
1233
Madison Square Garden
MSGS
$9.49B
$5.67K ﹤0.01%
25
– –
CVE icon
1234
Cenovus Energy
CVE
$55.4B
$5.66K ﹤0.01%
333
+3
+0.9% +$47
CAH icon
1235
Cardinal Health
CAH
$56.4B
$5.65K ﹤0.01%
36
+2
+6% +$309
USRT icon
1236
iShares Core US REIT ETF
USRT
$4.54B
$5.65K ﹤0.01%
96
+1
+1% +$57
VTWG icon
1237
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$5.61K ﹤0.01%
24
– –
XHS icon
1238
State Street SPDR S&P Health Care Services ETF
XHS
$208M
$5.59K ﹤0.01%
55
– –
AUR icon
1239
Aurora
AUR
$13.7B
$5.39K ﹤0.01%
1,000
– –
FCNCA icon
1240
First Citizens BancShares
FCNCA
$25.3B
$5.37K ﹤0.01%
3
– –
PSI icon
1241
Invesco Semiconductors ETF
PSI
$2.48B
$5.34K ﹤0.01%
75
– –
PDP icon
1242
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$5.31K ﹤0.01%
45
– –
MKC icon
1243
McCormick & Company Non-Voting
MKC
$14.2B
$5.29K ﹤0.01%
79
– –
DLTR icon
1244
Dollar Tree
DLTR
$24.7B
$5.28K ﹤0.01%
56
– –
LCTD icon
1245
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$295M
$5.28K ﹤0.01%
99
– –
DFIS icon
1246
Dimensional International Small Cap ETF
DFIS
$5.88B
$5.25K ﹤0.01%
166
– –
CTRA
1247
DELISTED
Coterra Energy
CTRA
$5.25K ﹤0.01%
222
– –
BRSL
1248
Brightstar Lottery PLC
BRSL
$2.06B
$5.17K ﹤0.01%
300
– –
STWD icon
1249
Starwood Property Trust
STWD
$6.16B
$5.17K ﹤0.01%
267
– –
CHPT icon
1250
ChargePoint
CHPT
$160M
$5.02K ﹤0.01%
460
-1
-0.2% -$11
48 49
50
51 52

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MAM
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KCM
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DAM
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YL
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HBCM
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.