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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
101
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$1.58M 0.17%
36,359
+1,222
+3% +$53K
PANW icon
102
Palo Alto Networks
PANW
$297B
$1.56M 0.17%
7,679
-128
-2% -$24.5K
FEX icon
103
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$1.55M 0.17%
13,293
-887
-6% -$101K
HTRB icon
104
Hartford Total Return Bond ETF
HTRB
$2.22B
$1.55M 0.17%
45,235
-172
-0.4% -$5.85K
NFLX icon
105
Netflix
NFLX
$309B
$1.5M 0.17%
12,500
-400
-3% -$48.8K
CAT icon
106
Caterpillar
CAT
$387B
$1.5M 0.17%
3,133
-174
-5% -$74.3K
TDIV icon
107
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$1.46M 0.16%
14,819
-525
-3% -$49K
FXH icon
108
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$1.45M 0.16%
13,243
-1,134
-8% -$119K
NTSX icon
109
WisdomTree US Efficient Core Fund
NTSX
$1.4B
$1.44M 0.16%
26,641
+3,396
+15% +$176K
VTI icon
110
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$1.43M 0.16%
4,367
+29
+0.7% +$9.16K
MINT icon
111
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.41M 0.16%
14,014
-3,663
-21% -$368K
VUG icon
112
Vanguard Morningstar Growth ETF
VUG
$231B
$1.39M 0.15%
17,382
-114
-0.7% -$8.71K
LMT icon
113
Lockheed Martin
LMT
$136B
$1.39M 0.15%
2,780
-58
-2% -$26.3K
GEM icon
114
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
$1.37M 0.15%
33,676
-726
-2% -$28.1K
CVX icon
115
Chevron
CVX
$366B
$1.37M 0.15%
8,801
+1,054
+14% +$163K
AMD icon
116
Advanced Micro Devices
AMD
$789B
$1.36M 0.15%
8,421
-606
-7% -$97.8K
VO icon
117
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.31M 0.14%
17,880
+352
+2% +$25.3K
WDC icon
118
Western Digital
WDC
$150B
$1.3M 0.14%
10,839
-21
-0.2% -$1.72K
XMLV icon
119
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$1.3M 0.14%
20,470
-1,608
-7% -$101K
SPLV icon
120
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$1.3M 0.14%
17,674
-5,061
-22% -$370K
IWF icon
121
iShares Russell 1000 Growth ETF
IWF
$128B
$1.29M 0.14%
11,056
-240
-2% -$26.7K
BAC icon
122
Bank of America
BAC
$442B
$1.29M 0.14%
25,037
– –
AEP icon
123
American Electric Power
AEP
$68.4B
$1.26M 0.14%
11,241
+101
+0.9% +$11.1K
HFXI icon
124
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.06B
$1.25M 0.14%
40,350
-1,874
-4% -$56.7K
AXP icon
125
American Express
AXP
$230B
$1.24M 0.14%
3,747
-32
-0.8% -$10.2K
3 4
5
6 7

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.